Karl Cole-Frieman, former general counsel and chief compliance officer at Standard Pacific Capital, has teamed up with Mauricio Beugelmans, a former executive director at Morgan Stanley
Karl Cole-Frieman, former general counsel and chief compliance officer at Standard Pacific Capital, has teamed up with Mauricio Beugelmans, a former executive director at Morgan Stanley, to form boutique law firm Cole-Frieman & Beugelmans.
The firm serves investment managers and broker-dealers from offices in New York and San Francisco.
It works on a broad range of corporate and litigation matters including securities litigation, Finra arbitration, internal investigations, operational compliance, regulatory risk management, regulatory inquiries, ISDAs and counterparty documentation, loan trading and distressed debt transactions, hedge fund due diligence, marketing and investor relations, employment and compensation matters, and routine business matters.
Cole-Frieman and Beugelmans have over 20 years of in-house and private practice experience at some of the most prestigious Wall Street firms, hedge funds, and law firms.
