Sign up for free newsletter



CFTC issues no-action letter for swap dealers on prime brokerage arrangements

The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight has issued a time-limited no-action letter that provides swap dealers with relief from certain External Business Conduct Standards rules in the context of prime brokerage arrangements.

The relief provided in the no-action letter is applicable to all swap dealers, subject to the conditions and limitations set forth in the letter.

2 days 11 hours from now - Southampton, Bermuda
3 days 11 hours from now - Shanghai
4 days 11 hours from now - Chicago
5 days 11 hours from now - Bratislava
1 week 4 days from now - London
Thu, 10/11/2016   - London
Tue, 22/11/2016   - London
Mon, 28/11/2016   - London
The Gemini Companies
Mon, 17/10/2016 - 12:51
FundCount LLC
Tue, 04/10/2016 - 10:30
Thu, 29/09/2016 - 21:25
other gfm publications