Sign up for free newsletter

 

Letter

CFTC issues no-action letter for swap dealers on prime brokerage arrangements


The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight has issued a time-limited no-action letter that provides swap dealers with relief from certain External Business Conduct Standards rules in the context of prime brokerage arrangements.

 
The relief provided in the no-action letter is applicable to all swap dealers, subject to the conditions and limitations set forth in the letter.

events
1 day 17 hours from now - Tokyo
6 days 17 hours from now - New York
5 weeks 1 day from now - New York
training
Tue, 06/12/2016   - London
Wed, 07/12/2016   - London
listingsdirectory
IKONIC Fund Services Ltd.
Tue, 29/11/2016 - 11:28
Backstop Solutions Group
Tue, 08/11/2016 - 17:44
The Gemini Companies
Mon, 17/10/2016 - 11:51
specialreports
other gfm publications