Sign up for free newsletter



CFTC advises on applicability of transaction-level requirements in cross-border situations

The division of swap dealer and intermediary oversight (DSIO) of the Commodity Futures Trading Commission (CFTC) has issued an advisory on the applicability of transaction-level requirements in certain cross-border situations.

The DSIO was responding to an inquiry from swap market participants and other interested parties on the applicability of Dodd-Frank Transaction-Level Requirements to swaps between non-US swap dealers (SDs) (whether an affiliate or not of a US person) and non-US persons if the swap is arranged, negotiated, or executed by personnel or agents of the non-US SD located in the US. 
DSIO is issuing a staff advisory to help market participants better understand the applicability of the commission’s rules.

17 hours 59 min from now - Bratislava
6 days 18 hours from now - London
6 days 18 hours from now - New York
6 days 18 hours from now - Cape Town
1 week 4 days from now - Melbourne
Thu, 10/11/2016   - London
Tue, 22/11/2016   - London
Mon, 28/11/2016   - London
The Gemini Companies
Mon, 17/10/2016 - 12:51
FundCount LLC
Tue, 04/10/2016 - 10:30
Thu, 29/09/2016 - 21:25
other gfm publications