Sign up for free newsletter

 

Globe

CFTC advises on applicability of transaction-level requirements in cross-border situations


The division of swap dealer and intermediary oversight (DSIO) of the Commodity Futures Trading Commission (CFTC) has issued an advisory on the applicability of transaction-level requirements in certain cross-border situations.

The DSIO was responding to an inquiry from swap market participants and other interested parties on the applicability of Dodd-Frank Transaction-Level Requirements to swaps between non-US swap dealers (SDs) (whether an affiliate or not of a US person) and non-US persons if the swap is arranged, negotiated, or executed by personnel or agents of the non-US SD located in the US. 
 
DSIO is issuing a staff advisory to help market participants better understand the applicability of the commission’s rules.


latestjobs
Elite Boutique Investment Banking Asso (Tech M&A)

Sun, 07 Feb 2016 00:00:00 GMT

Investment Banking Analyst (M&A) - Stamford, CT

Sun, 07 Feb 2016 00:00:00 GMT

Advisory & Principal Investing Associate (NYC)

Sun, 07 Feb 2016 00:00:00 GMT

events
1 week 2 days from now - Dubai
1 week 2 days from now - Cairo
1 week 3 days from now - New York
3 weeks 3 days from now - New York
specialreports
other gfm publications