AI Insight has expanded it alternative Investment research, education and compliance documentation platform to individual subscribers. This new platform access is geared towards Financial Advisors and RIAs who do not have access to AI Insight through a Broker Dealer subscription.
As evidenced by FINRA and the SEC's 2015 examination priorities, regulators are continuing to heighten their focus on Alternative Investments. Now, more than ever, it is critical for Financial Advisors and RIAs to ensure that they are performing due diligence, making sound suitability decisions and presenting investments to clients in a clear and balanced manner.
"AI Insight has always worked to provide a centralised way to educate the industry on alternative investments and to help firms document these important regulatory requirements every step of the way," says Sherri Cooke, President and Chief Executive Officer of AI Insight. "We are excited to make our platform available to individual Financial Advisors and RIAs, to support their complex product research and regulatory-compliant educational efforts via automated documentation on the platform."
A subscription to the platform also provides access to Continuing Education modules – many of which qualify for CE credit toward the CFP and other professional designations.
