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Moves & Appointments

Franklin Square hires Chief Business Development Officer

Franklin Square hires Chief Business Development Officer

Fri, 01/04/2016 - 09:25

Alternative investment manager Franklin Square Capital Partners has hired Lewis Katz as Chief Business Development Officer. In this newly created role, Katz will develop new growth opportunities and help diversify distribution into new sales channels by collaborating with teams across the firm to expand its financial technology, marketing and educational initiatives.  »

SS&C hires Ron Tannenbaum in Alternative Fund Services

SS&C hires Ron Tannenbaum in Alternative Fund Services

Fri, 01/04/2016 - 09:23

SS&C Technologies Holdings has appointed Ron Tannenbaum as Managing Director of Business Development for Europe, Middle East, and Africa (EMEA) in its Alternative Fund Services business, SS&C GlobeOp.  »

Theodore “Ted” Tulpan and Zafer Uysal join MUFG Union Bank Financial Institutions Group within Transaction Banking

Theodore “Ted” Tulpan and Zafer Uysal join MUFG Union Bank Financial Institutions Group within Transaction Banking

Thu, 31/03/2016 - 09:20

Theodore “Ted” Tulpan has joined MUFG Union Bank as managing director and team lead for the Financial Institutions Group (FIG) within Transaction Banking.  »

Eaton Partners opens new office in Chicago

Eaton Partners opens new office in Chicago

Wed, 30/03/2016 - 09:47

Placement agent Eaton Partners is to open its seventh international office in Chicago in April 2016. This new office – which joins Eaton Partners' current offices in Hong Kong, Houston, London, Rowayton, San Diego, and Shanghai – will help further develop the firm’s global investor network and placement capabilities.  »

Anchin Private Client appoints Jared Feldman as Co-Practice Leader

Anchin Private Client appoints Jared Feldman as Co-Practice Leader

Wed, 30/03/2016 - 09:46

Anchin, Block & Anchin has appointed Jared Feldman as Co-Practice Leader of Anchin Private Client, a specialty group within the firm devoted to working with affluent clients.  »

Man and woman shaking hands

Cowen Prime appoints Colleen Byrne as VP

Mon, 28/03/2016 - 12:59

Colleen Byrne has joined Cowen Prime as Vice President. Her primary responsibilities will be in Capital Introduction, where she will work further develop this part of the firm’s offering.  »

Melchior European Absolute Return Strategy enhances analyst team with two appointments

Melchior European Absolute Return Strategy enhances analyst team with two appointments

Wed, 23/03/2016 - 16:39

Dalton Strategic Partnership (Dalton) has appointed two new equity research analysts to its Melchior European Absolute Return team, taking the overall team size to seven. »

Old Hill Partners hires Shila Ray as Financial Officer

Old Hill Partners hires Shila Ray as Financial Officer

Tue, 22/03/2016 - 09:18

Private debt specialist Old Hill Partners has appointed former GE Capital executive Shila Ray as Financial Officer. »

Highland Capital Management Fund Advisors adds 14 IBD sales professionals

Highland Capital Management Fund Advisors adds 14 IBD sales professionals

Tue, 22/03/2016 - 09:06

Highland Capital Management Fund Advisors, the retail affiliate of Dallas-based investment management firm Highland Capital Management has added 14 independent broker-dealer (IBD) sales professionals in the fourth quarter of 2015 and the first quarter of 2016. »

Argon Capital Management appoints new partners and portfolio managers for upcoming launch

Argon Capital Management appoints new partners and portfolio managers for upcoming launch

Tue, 22/03/2016 - 09:02

Argon Capital Management, a commodity multi-strategy alternative asset management firm founded in 2015, has appointed Jeffrey Halpern as Partner and Chief Risk Officer, and John Curran, Andrew Suckling and Pasha Bahadori as Partners and Senior Portfolio Managers. »

SS&C taps Stephanie Miller as SVP for fund admin business

SS&C taps Stephanie Miller as SVP for fund admin business

Mon, 21/03/2016 - 09:21

SS&C Technologies Holdings has appointed Stephanie Miller s Senior Vice President in April 2016. Miller will report to Rahul Kanwar, Head of SS&C Alternative Assets. »

CTA/CPO LJM Partners adds two new hires to team

CTA/CPO LJM Partners adds two new hires to team

Mon, 21/03/2016 - 09:19

Chicago-based LJM Partners has added two new positions to it’s expanding management team roster, as the 17 year old financial firm continues to grow. »

ALTIN shareholders reject Alpine Select’s proposals

ALTIN shareholders reject Alpine Select’s proposals

Mon, 21/03/2016 - 09:03

Shareholders of ALTIN have rejected the proposals of Alpine Select to pay out a substantial dividend and to recall three long-standing members of the Board and replace them with appointees nominated by Alpine Select.  »

New appointments at Travers Thorp Alberga

New appointments at Travers Thorp Alberga

Fri, 18/03/2016 - 10:34

Following the recent merger with BVI law firm, Orion Law, Cayman Islands and BVI attorneys-at-law, Travers Thorp Alberga, has appointed three new Partners and three new Associates.  »

Adam R Wagner joins California Hedge Fund Association board of directors

Adam R Wagner joins California Hedge Fund Association board of directors

Thu, 17/03/2016 - 16:49

  The Board of Directors of the California Hedge Fund Association (CHFA) has elected Adam R Wagner (picture), Chief Operating Officer of Blue Jay Capital Management, to become a Director on the Board.  »

David W Tang joins Seward & Kissel as Counsel in the Investment Management Practice

David W Tang joins Seward & Kissel as Counsel in the Investment Management Practice

Thu, 17/03/2016 - 09:14

Seward & Kissel is pleased to announce that David Tang has joined the Firm as Counsel in its Investment Management group. Previously, he was Counsel to compliance consultant and investment management law firm Orical LLC.  »

Jonathan Goll appointed director of institutional business for BMO Global Asset Management (Asia Pacific)

Jonathan Goll appointed director of institutional business for BMO Global Asset Management (Asia Pacific)

Wed, 16/03/2016 - 10:11

BMO Global Asset Management has appointed Jonathan Goll as Director of Institutional Business for BMO Global Asset Management (Asia Pacific). »

Neuberger Berman Trust Company names Richard Gardiner as CIO

Neuberger Berman Trust Company names Richard Gardiner as CIO

Wed, 16/03/2016 - 10:00

Neuberger Berman has appointed Richard Gardiner as chief investment officer (CIO) of Neuberger Berman Trust Company, an affiliate of Neuberger Berman. Gardiner will also lead the firm's Investment Strategy Group and join the firm's Asset Allocation Committee. »

Hedge Fund Association appoints new Midwest Chapter

Hedge Fund Association appoints new Midwest Chapter

Tue, 15/03/2016 - 09:06

The Hedge Fund Association (HFA) has made two US regional leadership appointments to enhance its growing Midwest presence. HFA's board of directors has appointed Lisa Tamburini and John Maddente as Co-Directors of HFA's Midwest region, where they will organise educational and networking events in Chicago, Milwaukee and additional locations. »

Pacific Fund Systems appoints CFO

Pacific Fund Systems appoints CFO

Tue, 15/03/2016 - 09:03

Pacific Fund Systems Limited (PFS), the leading global provider of fully integrated fund accounting and administration software via the PFS-PAXUS application, has appointed Lisa Nelson as PFS Chief Financial Officer. »

Point72 hires Dr Gio Valiante as Head Performance Coach

Point72 hires Dr Gio Valiante as Head Performance Coach

Mon, 14/03/2016 - 09:07

Point72 Asset Management (Point72), the family office managing the assets of its founder, Steven A Cohen (pictured), and eligible employees, has appointed Dr Gio Valiante as Head Performance Coach. »

JonesTrading expands Asia trading group

JonesTrading expands Asia trading group

Fri, 11/03/2016 - 09:41

JonesTrading Institutional Services, an institutional equity block trading and execution firm based in the United States, is expanding into pan-Asian trading. »

Handshake

Giuseppe Mirante joins HIG Capital as MD

Fri, 11/03/2016 - 09:19

HIG Capital has appointed Giuseppe Mirante as Managing Director of Bayside Capital, the firm’s distressed debt and special situations affiliate. Mirante, who has over 15 years of private equity and distressed debt experience, will be based in London. »

FundCount appoints investment technology veteran Mike Slemmer in leadership role

FundCount appoints investment technology veteran Mike Slemmer in leadership role

Fri, 11/03/2016 - 09:18

FundCount, a Boston-based provider of investment management, general ledger and partnership accounting software for single and multi-family offices, fund administrators, hedge funds, private equity and related investment firms, has appointed Michael Slemmer CFA (pictured) as Chief Operating Officer for the Americas. »

Gresham House appoints former Morgan Stanley Chief European Equity Strategist to forestry subsidiary

Gresham House appoints former Morgan Stanley Chief European Equity Strategist to forestry subsidiary

Thu, 10/03/2016 - 16:46

Specialist asset manager Gresham House has appointed Richard Davidson (pictured) as Chair of the Investment Committee of its forestry management subsidiary, Aitchesse Ltd. He will also become Lead Fund Manager of the Gresham House Forestry Fund.  »

Aspect hires the team behind Auriel Capital Management

Thu, 10/03/2016 - 16:40

Aspect Capital (Aspect), the USD6.6 billion systematic investment manager, has acquired Auriel Capital Management (Auriel) and hired the firm’s team. »

SEC creates Office of Risk and Strategy for its national exam programme

SEC creates Office of Risk and Strategy for its national exam programme

Thu, 10/03/2016 - 09:46

The Securities and Exchange Commission has created the Office of Risk and Strategy within its Office of Compliance Inspections and Examinations (OCIE). The new office will consolidate and streamline OCIE’s risk assessment, market surveillance, and quantitative analysis teams and provide operational risk management and organisational strategy for OCIE. »

SYZ Asset Management strengthens and expands multi-asset offering

SYZ Asset Management strengthens and expands multi-asset offering

Thu, 10/03/2016 - 09:31

SYZ Asset Management, the institutional management division of the SYZ Group, is adding two new multi-asset strategies to its range – Active Allocation and Risk-Based Allocation. »

AI Insight makes two new senior-level hires

AI Insight makes two new senior-level hires

Thu, 10/03/2016 - 09:27

AI Insight, a specialist in alternative investment research, education and compliance documentation, has recruited Laura Sexton and Patrick McGowan to further develop the firm’s program management capabilities and expand relationships within the broker dealer and RIA communities. »

Cordium adds Brad Prodger to San Francisco team

Cordium adds Brad Prodger to San Francisco team

Wed, 09/03/2016 - 09:26

Cordium, a provider of regulatory compliance consulting, software, accounting and tax services to the asset management and securities industry, has appointed Brad Prodger as Vice President of Business Development, Strategic Partnerships and Distribution Channels. »

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UBS Global Asset Management
Fri, 06/05/2016 - 14:19
RFA (Richard Fleischman & Associates)
Tue, 05/04/2016 - 14:25
Calastone
Mon, 29/02/2016 - 15:20
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Wed, 08/06/2016   - London
Mon, 13/06/2016   - London
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