US Legal & Regulation

The US Commodity Futures Trading Commission has charged Sean Nathan Healy of Weston, Florida, with operating a fraudulent commodities scheme that defrauded at least 44 investors of appr »

The US Commodity Futures Trading Commission has charged David Michael Kogan and his company First Capital Futures Group, both of Sherman Oaks, California, with operating a fraudulent co »

The US Commodity Futures Trading Commission has charged Eldon A. »

The US Commodity Futures Trading Commission has charged Patrick J. »

Headstart Advisers, an FSA-regulated hedge fund adviser, and Najy Nasser, its chief investment officer, have settled their dispute with the US Securities and Exchange Commission relatin »

The Alternative Investment Management Association has said it supports the financial regulatory reform proposals put forward by the US Treasury.   »

US Senator Jack Reed has introduced the Private Fund Transparency Act of 2009 in an effort to strengthen financial oversight of hedge funds and other private investment funds. »

The Managed Funds Association says proposals and legislation relating to the regulation of hedge funds and other privately managed pools of capital in the US represent an intelligent ap »

The US Commodity Futures Trading Commission has charged SNC Asset Management, SNC Investments, chief executive officer Peter Son, and chief financial officer Jin K. »

Two hedge funds managed by Optimal Investment Services, a wholly owned indirect subsidiary of Banco Santander, have agreed to return the USD235m they withdrew from their accounts with B »