US Legal & Regulation

Tuono prepares for initial offering on the back of 53.08 per cent returns in 2005

Wed, 19/04/2006 - 07:58

Tuono Corporation's private managed account is being readied for an initial offering having returned 53.08 per cent in 2005.< »

SpotLite FTSE 350 Index Feb 6th - Part III

Mon, 06/02/2006 - 07:00

Report I& »

Sutherland Asbill & Brennan partners named top US derivatives lawyers

Tue, 24/01/2006 - 07:07

Two partners at Washington DC-based Sutherland Asbill & Brennan LLP have been included in The Best Lawyers in America, Derivatives L »

Panel to discuss Chicago's money management industry in December

Fri, 18/11/2005 - 07:03

A panel of financial experts will showcase Chicago-based experts on equities, fixed income, hedge funds, credit derivatives, commodities, and the job market. The 32 »

CFTC files fraud action against Lake Dow Capital and its hedge fund

Tue, 08/11/2005 - 07:17

A US Federal Court has frozen the assets of the Aurora Investment Fund and its operators Lake Dow Capital, LLC and Ty Edwards. The US Commodity Futures Trading Commission (CFTC) announced th »

US investment adviser registration: A summary for offshore hedge fund advisers

Tue, 01/11/2005 - 07:11

Jennifer L Nye, Partner, Katten Muchin Rosenman Cornish LLP, outlines the latest SEC rules with regard to offshore hedge fund advisers. Offshore adviser reg »

Refco on the block for USD 768 million

Fri, 21/10/2005 - 07:11

Refco finally filed for bankruptcy protection this week and agreed to sell its core futures brokerage business for USD 768m. The bidders include an investor group&n »

SEC settles fraud charges against Sihpol over Canary late trading

Fri, 14/10/2005 - 07:13

The SEC has settled its civil action against Theodore Charles Sihpol III, formerly a registered representative with Banc of America Securities LLC (BAS). »

SEC seeks freeze of Bayou assets and appointment of receiver

Fri, 07/10/2005 - 07:11

The Securities and Exchange Commission has filed a civil injunctive action against Samuel Israel III and Daniel E.Marino, managers of the Bayou Funds. The SEC's com »

SEC Final Rule requiring registration of certain hedge fund advisers

Sat, 01/10/2005 - 22:00

US legal firm Bryan Cave provides a summary of the final SEC rules covering the registration of hedge fund advisers in the USA. On December 2, 2004, the Securities »