US Legal & Regulation

Investment fund partner joins McDermott's New York office

Wed, 17/08/2005 - 07:01

Edwin C. »

Comment: India's investment boom is far from over

Wed, 03/08/2005 - 08:00

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SEC brings emergency action against Tenet Asset Management

Mon, 04/07/2005 - 07:13

The SEC has filed an emergency enforcement action to halt fraudulent conduct concerning Tenet Capital Partners Convertible Opportunities Fund, LP. In addition to th »

Altegris Investments hires Deputy General Counsel

Thu, 30/06/2005 - 07:03

Hedge funds law veteran David P. Mathews has joined Altegris Investments, Inc. »

Hedge fund manager Hilary Shane barred, fined USD 1.45 million

Fri, 20/05/2005 - 07:17

Hilary L. »

SEC charges Pollet with insider trading and fraud over PIPES

Wed, 04/05/2005 - 07:13

The Securities and Exchange Commission (SEC) has charged Guillaume Pollet, a former managing director of SG Cowen & Co, with insider trading and fraud. The charges »

Portus founder flees Canada for Israel as hedge fund collapses

Tue, 19/04/2005 - 07:17

Boaz Manor, a founding partner of Portus Alternative Asset Management, fled to Israel days before an investigation into the collapse of the Portus hedge fund. KPMG, »

CFTC permits FCMs and IBs to rely upon certain CTAs to perform elements of their customer identification programs

Wed, 13/04/2005 - 07:13

The CFTC has altered the rules governing customer identification programs run by futures commission merchants (FCMs) and introducing brokers (IBs). Following the is »

SEC takes emergency action against Palm Beach hedge funds

Wed, 16/03/2005 - 07:17

The Securities and Exchange Commission has filed an emergency civil action to halt a USD 81m fraud by a group of Palm Beach-based hedge funds. The SEC's enforcement »

Airline bidder arrested for trying to bribe 'hedge fund'

Mon, 14/03/2005 - 07:13

One of the bidders for bankrupt Hawaiian Airlines was arrested his week on US federal charges of perpetrating a fraudulent scheme. Paul Boghosian, 50, who holds th »