3PM's - Regulatory Update Webcast
The 3PM Strategy Committee has been working on a project to identify the specific rules and regulations that apply to Third Party Marketers who want to work in certain States. While SEC Rule 206-4-5 applies to all activities across the country, many States have enacted additional regulations that apply to 3PMs working with the Public Pension Funds in their jurisdiction. Some States now require registration as a Lobbyist, others ban the use of contingency fees while other have instituted an outright ban on 3PMs working with any public pension plans in their State. The State of the States webcast, which is the first in a series, will help 3PMs sort all of this out. Presenters Frank Minard, Lisa Roth and Charlie Bartz will explain what 3PMs can expect when working in NY, CA, IL, KY, OH and NM.
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