Join us February 17, 2015 at the Princeton Club of New York for Private Investment Funds Compliance Master Class, an insider event that will bring together chief compliance officers as well as in-hous
Join us February 17, 2015 at the Princeton Club of New York for Private Investment Funds Compliance Master Class, an insider event that will bring together chief compliance officers as well as in-house general counsel and chief financial officers to address the challenges posed by an environment where the regulatory burden means costly fines and severely damaged reputations.
Top Reasons to Attend:
Learn about recent sweeps from the SEC including Regulation M, Form 3 and 4, and proposed changes to Form 13F and Schedule 13D regulations
Identify conflicts of interest and ensure compliance manuals/protocol are in place to protect against conflicts in areas like allocation policies and fees and expenses
Discover where the SEC will be coming down on insider trading, corporate access, and the use of political intelligence firms
Ensure your firm has robust valuation policies/procedures and that all indications of value are taken into account
Gain an understanding of how to protect yourself from SEC action and what steps to take to ensure you’re not held personally responsible
Uncover what new compliance steps funds are taking for marketing as well as what compliance obstacles they’re facing while soliciting investors
See what multi-jurisdictional challenges exist for hedge funds and private equity and how globalization is a growing concern with regulators
Explore how general solicitation is now defined and where it can appear
Get up-to-date information about what to expect from the SEC on cyber security and IT issues
Network with peers and industry thought leaders!
Click here to view the conference brochure
For more information and to register, email Kathie Eberhard or call on 704-341-2439
