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HedgeOp Compliance

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3 Park Avenue, 14th Floor New York United States of America NY 10016

 HedgeOp Compliance, LLC is part of The IMS Group, the leading global provider of regulatory compliance consulting services to the asset management and securities industry.  Globally, The IMS Group has a staff of over 100 employees located in offices in New York, Boston, San Francisco and London and services over 600 firms.  HedgeOp focuses exclusively on helping private fund advisers and other investment managers meet their compliance and regulatory challenges. Our clients range from start-ups to large firms with well-established track records and utilize a broad array of investment strategies and styles such as: long only, long/short equities, global macro, credit, distressed, bank debt, fixed income, private equity, venture capital, real estate-related and fund of fund strategies. 

 
HedgeOp’s business lines include: specialized compliance consulting services, our patented compliance software, and due diligence research and reporting for funds of funds and other institutional investors.
 
Ben Weiner

Ben Weiner

 Ben has an extensive background in compliance, brokerage operations, and capital markets. He began his career as a Legal and Compliance officer with E. F. Hutton and Company, which is known today as Citigroup. Ben spent 18 years there responsible for a variety of departments and business projects. One of his most notable accomplishments was building the infrastructure for their Prime Brokerage business and leading that team for the next four years. Ben then joined DLJ where he was the Director of Relationship Management for their Prime Brokerage Group. After CSFB acquired the firm, Ben started a title company and a mortgage company. After successfully building both those entities, he decided to return to Wall Street. 

 
Ben's experience, business development skills, relationships and stellar reputation make him a valuable member of the HedgeOp team.
 

Education

 Ben graduated from Albany State University, New York with a BS degree in Economics and Business Administration.

 
Jordan Schwartz

Jordan Schwartz

Jordan runs HedgeOp's software division, EvenWheel Solutions and serves on the firm's Executive Management Committee. Having joined the firm in 2003, Jordan is responsible for the advancement, growth and marketing of the firms global software offerings and oversees the operation of the development and client support teams. Jordan helped build the agile development environment that EvenWheel uses and created the customer support program that has led to increased client satisfaction. Jordan actively participates in HedgeOp's sales and marketing efforts, often spearheads internal firm projects and is a frequent guest author for industry publications. 

 
Prior to joining the firm, he worked at Euromoney Institutional Investor, Plc. working with senior level executives in the New York and Canadian banking communities to plan and coordinate financial and legal training seminars. 
 

Education

 Jordan graduated with a B.S. in Applied Economics Management from Cornell University.

Bill Mulligan

Bill Mulligan

 Prior to founding HedgeOp Compliance, LLC on January 1, 2001, Bill was an associate in the Investment Management Group of Seward & Kissel LLP for almost six years. At S&K, he specialized in the formation and structuring of private investment funds and private equity products. Bill also represented both registered and unregistered investment advisers while assisting clients in addressing CFTC-related matters. He handled the listing of private investment funds on both U.S. and non-U.S. exchanges, advising clients about ongoing SEC filing requirements, as well as providing overall securities, corporate and tax advice to the firm's clients. Bill received a JD degree from Cornell Law School in 1995 and a BA from Boston University in 1991 and is certified as an Investment Adviser Certified Compliance Professional (IACCPsm) by National Regulatory Service's Center for Compliance Professionals. He currently serves as Chairman of the Board of Managers of the Alternative Investment Compliance Association.

Education

 Bill received a JD degree from Cornell Law School in 1995 and a BA from Boston University in 1991 and is certified as an Investment Adviser Certified Compliance Professional (IACCPsm) by National Regulatory Service's Center for Compliance Professionals.

Upcoming events

Upcoming training

Mon, 12/05/2014 (All day) - Dubai
Tue, 13/05/2014 (All day) - Dubai