Regulation

SEC adopts asset-backed securities reform rules

The SEC has adopted revisions to rules governing the disclosure, reporting, and offering process for asset-backed securities (ABS) to enhance transparency, better protect investors and facilitate capital formation. »


Ireland flag

Irish Funds Industry Association welcomes loan origination fund initiative

The Irish Funds Industry Association has welcomed the Central Bank of Ireland’s proposals to establish a regulated loan fund framework in Ireland. »


Credit rating agencies

SEC adopts credit rating agency reform rules

The Securities and Exchange Commission (SEC) has adopted new requirements for credit rating agencies to enhance governance, protect against conflicts of interest and increase transparency.  »


Globe

PrimeOne Solutions appoints global head of synthetic equities

PrimeOne Solutions, a division of CoreOne Technologies, has appointed Thomas Benevento as global head of synthetic equities, reporting to EJ Liotta, head of PrimeOne Solutions. »


Gavel and scales

CFTC fines Merrill Lynch USD1.2m for supervision failure

The US Commodity Futures Trading Commission (CFTC) has issued an order filing and settling charges against Merrill Lynch for supervision failures relating to futures exchange and clearing fees. »


Handshake

bfinance strengthens Middle East presence

bfinance, an independently owned investment consultancy, has added to its service and advisory capabilities in the Middle East with the hire of a senior consultant. »


Cayman Islands

JTC Group granted Cayman Islands licence

JTC Group has been granted a licence to provide the firm’s full suite of private client, corporate, fund and real estate services in the Cayman Islands.  »


Newspaper and money

GAM launches GAM Star MBS Total Return Fund

GAM has launched the GAM Star MBS Total Return Fund – a UCITS-compliant version of an institutional investment strategy. »


Social media

UK finance industry welcomes Social Media Charter

Key figures from the UK’s financial industry have welcomed the launch of the Social Media Charter, which aims to ensure compliant use of social media. »


Five

CBOE promotes five to officer positions

The Chicago Board Options Exchange (CBOE) has promoted five staff members to officer positions. »


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Mon, 29/09/2014 (All day) - London
Thu, 02/10/2014 (All day) - London