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Tax

Dion launches end-to-end FATCA product suite

Thu, 25/10/2012 - 06:06

Dion Global Solutions has launched its Foreign Account Tax Compliance Act (FATCA) solutions. »

Investment

Sciens Alternative Investments appoints Farhang Mehregani as CIO

Wed, 24/10/2012 - 16:14

Sciens Capital Management Group has appointed Farhang Mehregani as chief investment officer of Sciens Alternative Investments (SAI) division. »

Beta

Credit funds preparing for end of Beta drive, says Fitch

Wed, 24/10/2012 - 12:11

Fitch Ratings expects credit markets to be less directional in the coming months. »

Research

Phoenix Investment Adviser appoints senior research analyst

Wed, 24/10/2012 - 10:11

Phoenix Investment Adviser, a private investment firm that specialises in high-yield corporate debt, has named Peter Hughes as a senior research analyst. »

Spain

Southern European private companies healthier than public peers, says S&P Capital IQ

Wed, 24/10/2012 - 06:25

Privately-held businesses in debt crisis-stricken Portugal, Spain and Italy are in many respects in better financial health than their publicly-listed peers, according to analysis from S&P Capital IQ. »

Confidential file

CFTC clarifies foreign regulators’ indemnification and confidentiality obligations

Wed, 24/10/2012 - 06:11

The Commodity Futures Trading Commission has issued final interpretative guidance to, under certain circumstances, exempt foreign regulators from the indemnification and confidentiality provisions in the Dodd-Frank Wall Street Reform and Consumer Protection Act.  »

Law books and gavel

CFTC orders Morgan Stanley Smith Barney to pay USD200,000 for supervision violations

Tue, 23/10/2012 - 14:34

The US Commodity Futures Trading Commission has issued an order filing and settling charges that Morgan Stanley Smith Barney, a futures commission merchant based in Purchase, New York, violated CFTC regulation 166.3 by failing to diligently supervise its employees’ handling of customer accounts. »

Computer screen

Advise Technologies launches CPO-PQR/CTA-PR solution

Tue, 23/10/2012 - 12:04

Advise Technologies, a software solutions provider for global regulatory compliance, has launched the CPO-PQR and CTA-PR reporting module for its Consensus RMS suite of regulatory reporting solutions. »

Gavin Little-Gill, acting as managing director of Linedata North America

Linedata signs Vertex One Asset Management for Linedata Global Hedge

Tue, 23/10/2012 - 09:31

Canadian investment firm Vertex One Asset Management is the latest client to sign up for Linedata’s newly launched Linedata Global Hedge hosted platform. »

Lou Sala, managing partner and chief executive of Avalon Lake Partners

Consulting platform grows at Avalon Lake Partners

Tue, 23/10/2012 - 09:12

Avalon Lake Partners, an advisory firm for the alternative asset management industry, continues to build on its platform by adding Michael Byl as a director, rounding out its pre-launch and compliance activities, and enhancing its due diligence offering. »

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