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Frozen assets

CFTC freezes assets of Nikolai S Battoo and four companies

Mon, 10/09/2012 - 14:02

The US Commodity Futures Trading Commission has filed an emergency court action to freeze assets under the control of Nikolai S Battoo, BC Capital Group, BC Capital Group International, BC Capital Management and BC Capital Group Holdings. »

Fraud

NY-based investment advisory firm and founder settle charges for defrauding CDOs

Mon, 10/09/2012 - 11:54

New York-based investment advisory firm ICP Asset Management and its founder and president Thomas C. Priore have agreed to settle the Securities and Exchange Commission’s charges that they defrauded several collateralised debt obligations (CDOs) they managed. »

Richard M McVey, chairman and chief executive officer of MarketAxess

MarketAxess announces ninth annual charity trading day

Mon, 10/09/2012 - 10:13

MarketAxess, the operator of an electronic trading platform for US and European high-grade corporate bonds, emerging markets bonds and other fixed income securities, is to hold its ninth annual Charity Trading Day on 12 September 2012. »

Guernsey’s chief minister, deputy Peter Harwood

Guernsey signs TIEAs with Italy and Latvia

Mon, 10/09/2012 - 10:02

Guernsey has signed Tax Information Exchange Agreements (TIEAs) with Italy and Latvia. »

Law books and gavel

Blue Sky Capital Management to pay USD140,000 over false statements to NFA

Mon, 10/09/2012 - 06:42

The US Commodity Futures Trading Commission has obtained a federal court order requiring Blue Sky Capital Management and its principal, Gregory M Schneider, jointly and severally to pay a USD140,000 civil monetary penalty for making false statements to representatives of the National Futures Association (NFA). »

Michael Sanders, chairman of the board, Alceda Fund Management

Alternative Ucits sector shows total asset growth, but decline in gains in Q2

Mon, 10/09/2012 - 06:00

Alternative strategies within a Ucits framework witnessed further improvements in demand in the second quarter of 2012, according to the first in a series of quarterly reviews of the Ucits sector by Alceda Fund Management. »

Shamez Alibhai, partner at Cheyne Capital

Cheyne Capital strengthens real estate debt team

Fri, 07/09/2012 - 16:01

Cheyne Capital Management (UK) has appointed Arron Taggart to its real estate debt team. »

Index

Lyxor Hedge Fund Index up 0.4 per cent in August

Fri, 07/09/2012 - 14:07

The Lyxor Hedge Fund Index gained 0.4 per cent in August with 11 of the 14 Lyxor Strategy Indices ending the month in positive territory. »

Fiona Le Poidevin, chief executive of Guernsey Finance

Guernsey funds stable during second quarter

Fri, 07/09/2012 - 12:05

The total value of funds business in Guernsey grew by GBP711m (0.3 per cent) during the second quarter of the year. »

Rick Brooks, chief executive, Ardel

Senior changes for Ardel as firm targets growth across its business areas

Fri, 07/09/2012 - 11:56

Ardel has put in place a new senior management team as it looks to further grow the range of trust, corporate and fund administration services it offers its international client base. »

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