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Manager Moves and Appointments

SEC creates Office of Risk and Strategy for its national exam programme

SEC creates Office of Risk and Strategy for its national exam programme

Thu, 10/03/2016 - 09:46

The Securities and Exchange Commission has created the Office of Risk and Strategy within its Office of Compliance Inspections and Examinations (OCIE). The new office will consolidate and streamline OCIE’s risk assessment, market surveillance, and quantitative analysis teams and provide operational risk management and organisational strategy for OCIE. »

SYZ Asset Management strengthens and expands multi-asset offering

SYZ Asset Management strengthens and expands multi-asset offering

Thu, 10/03/2016 - 09:31

SYZ Asset Management, the institutional management division of the SYZ Group, is adding two new multi-asset strategies to its range – Active Allocation and Risk-Based Allocation. »

AI Insight makes two new senior-level hires

AI Insight makes two new senior-level hires

Thu, 10/03/2016 - 09:27

AI Insight, a specialist in alternative investment research, education and compliance documentation, has recruited Laura Sexton and Patrick McGowan to further develop the firm’s program management capabilities and expand relationships within the broker dealer and RIA communities. »

Cordium adds Brad Prodger to San Francisco team

Cordium adds Brad Prodger to San Francisco team

Wed, 09/03/2016 - 09:26

Cordium, a provider of regulatory compliance consulting, software, accounting and tax services to the asset management and securities industry, has appointed Brad Prodger as Vice President of Business Development, Strategic Partnerships and Distribution Channels. »

Jersey Finance appoints London Business Development Director

Jersey Finance appoints London Business Development Director

Tue, 08/03/2016 - 16:46

Jersey Finance has appointed William McGilivray as Business Development Director for London. »

TradeStation Group announces new President

TradeStation Group announces new President

Tue, 08/03/2016 - 09:13

TradeStation Group, parent company of broker-dealer and futures commission merchant TradeStation Securities, the award-winning broker-dealer and futures commission merchant, has announced that Salomon Sredni will retire as President and CEO and from the board of directors effective 31 March, 2016. »

T Boone Pickens' BP Capital Fund Advisors adds Brad Olsen to investment team

T Boone Pickens' BP Capital Fund Advisors adds Brad Olsen to investment team

Tue, 08/03/2016 - 09:11

BP Capital Fund Advisors has appointed Brad Olsen as Principal and Portfolio Manager of the TwinLine MLP Fund and the TwinLine Energy Fund.  »

Victory Park Capital announces promotions and new hires

Victory Park Capital announces promotions and new hires

Mon, 07/03/2016 - 17:08

Victory Park Capital (VPC), an investment firm focused on private middle market debt and equity investments, has promoted three experienced investment professionals, and made three new hires. »

Aquila Capital appoints Manfred Schraepler as Managing Director

Aquila Capital appoints Manfred Schraepler as Managing Director

Mon, 07/03/2016 - 16:59

Aquila Capital has appointed of industry expert Manfred Schraepler as Managing Director and Business Unit Head, Financial Assets and Liquid Private Markets. »

Industry veteran joins Agile Fund Solutions’ hedge fund CFO business

Industry veteran joins Agile Fund Solutions’ hedge fund CFO business

Mon, 07/03/2016 - 16:57

Agile Fund Solutions has appointed industry veteran David Proskin as Chief Financial Officer in the firm’s New York office. »

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