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executivetraining

Format: 2016-04-29
UCITS Funds

Training : UCITS Funds

Date : Mon, 20/06/2016   for 1 Day

Country : UK

City : London

This practical one day course is designed to provide an insight into the area of UCITS, showing how funds may select eligible assets and demonstrate how these instruments may be employed to achieve different investment objectives.   You will learn about the main characteristics of UCITS, their structure and objectives as well as about the key risk and performance indicators. Setting up funds in different jurisdictions and organising fund management and oversight will be discussed in detail.    You will learn about the regulatory reporting requirements, fund authorisation and distribution process as well as about organising effective governance and compliance monitoring structures. »

Basel III & New Advances In Regulation

Training : Basel III & New Advances In Regulation

Date : Tue, 21/06/2016   for 2 Days

Country : UK

City : London

Regulators around the world, following successive crises, have been working hard to formalise banks’ risk management in most countries, through global accords from which Basel III is the most topical. Such body of regulatory texts is now setting the landscape for the competition between banks for years to come, and imposing risk managers within decision-making bodies of banks. It is now, more than ever, critical for banks to master their risk processes and to integrate these in their governance, above and beyond what regulation requires.   This practical 2 day course addresses all the key issues which will affect banks as a result of Basel III implementation and helps risk practitioners to implement risk management structures and processes in a post-Basel III world to help them stay compliant and competitive at the same time.    You may be also interested in our:  Enterprise-Wide Risk Management & Stress Testing - 12-13 May 2016, London   Register for both programmes at the same time and save £100! »

Regulations & Operational Compliance for Funds

Training : Regulations & Operational Compliance for Funds

Date : Tue, 21/06/2016   for 1 Day

Country : UK

City : London

This practical one day workshop conducted by a fund management veteran will equip you with the most up-to-date knowledge about the latest regulation requirements which apply to the operations of authorised funds. You will have a chance to explore the impact of MiFID 2, AIFMD, the latest developments in UCITS Funds as well as the key regulations in the FCA COLL sourcebook and RDR.   You will also learn about the transfer agency and fund accounting, concentrating on high risk areas where mistakes frequently occur, such as fund pricing and will examine case studies. Finally, you will work through the techniques and examples of “intelligent oversight” which can greatly simplify the identification and resolution of administration problems. Examples are provided of due diligence questionnaires and oversight reports. »

Strategic Corporate Governance

Training : Strategic Corporate Governance

Date : Thu, 23/06/2016   for 2 Days

Country : UK

City : London

High-quality corporate governance leads to better-run companies, which create, grow and protect value for all their stakeholders.    During this highly practical 2 day course conducted by a senior industry expert and practitioner, you will have a chance to learn about the best current practices in corporate governance. Through thought-provoking discussions you will be able to assess the strength and weaknesses of the governance structure within your own organisation, and identify where change and improvement is needed for your company to become more effective in creating value, resilient in times of market turbulence, and sustainable into the longer term.  »

Mastering Operational Risk

Training : Mastering Operational Risk

Date : Thu, 23/06/2016   for 2 Days

Country : UK

City : London

This highly practical 2 day course will help you explore the best current practice in operational risk management. You will learn how to identify and prevent occurrence of risks in the business context, assess risk appetite within your organisation, set up the most effective risk management framework as well as strategies for risk monitoring and reporting.   You will also learn about the latest key regulatory requirements affecting operational risk management from Basel II/II and MiFID to Senior Managers & Certification Regime (SMCR), which will commence on 7 March 2016.   Conducted by an expert with over 18 years of practical experience gained in the City and in major organisations worldwide, this intensive training course explores the best current practices and standards in operational risk management.   You will consolidate your knowledge through a series of exercises and case studies using real-life business situations. »

Family Office & Wealth Management

Training : Family Office & Wealth Management

Date : Mon, 27/06/2016   for 2 Days

Country : UK

City : London

This 2 day practical programme for family office representatives and wealth managers explores the best strategies for preserving family wealth and managing a modern family office.   You will have a chance to explore the family governance mechanisms, intergenerational wealth transfer, managing complexities of international wealth mobility and succession planning. You will also learn about the operational setting and asset allocation, cost and risk management, tax advisory and philanthropy.   Run by an expert in family office and services for high net worth clients this course focuses on the latest market trends and effective wealth preservation strategies. »

Harvesting Risk Premia in Alternative Asset Classes and Investment Strategies

Yale School of Management is teaming with the EDHEC-Risk Institute to deliver a certificate program in advanced techniques for investment/asset management. This ambitious high-level programme con »

Governance in the Family Business

Training : Governance in the Family Business

Date : Wed, 29/06/2016   for 2 Days

Country : UK

City : London

This highly practical 2 day course examines best practices in the governance of family businesses. You will have a chance to examine different challenges facing family businesses and explore the range of effective governance tools, structures and mechanisms available.   Conducted by a trainer with over 20 years of international experience in family businesses and wealth management advisory this programme will equip you with a solid understanding of available strategies and help assess the best ones for your organisation.  »

CASS – Managing Client Money & Assets

Training : CASS – Managing Client Money & Assets

Date : Mon, 04/07/2016   for 1 Day

Country : UK

City : London

The main objective of the CASS regulation is to provide adequate protection for clients. The FCA set up high expectations as to how that protection should be provided and imposed strict sanctions in case of the breaches. The regulation has a big impact on asset management firms, banks and brokers affecting entire firms from operations and compliance to IT and customer relations.    This very practical 1 day course conducted by an expert with over 40 years of experience within the sector will provide a thorough overview of the CASS regulation, its scope and requirements and prepare participants to effectively comply with it. You will learn about the principles of clients' money and asset protection, how to segregate and hold funds and keep records. You will also learn about the reporting requirements and how to set up all the processes and operations in order to stay compliant.  »

Harvesting Risk Premia in Alternative Asset Classes and Investment Strategies

Yale School of Management is teaming with the EDHEC-Risk Institute to deliver a certificate program in advanced techniques for investment/asset management. This ambitious high-level programme con »

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