ACA Compliance Group (ACA) is offering free web-based cybersecurity awareness training. Available now, the web-based course is designed to help financial services firms and individuals globally reinforce the fundamentals of cybersecurity to protect themselves against increased cyber risk related to the COVID-19 pandemic.
Hazeltree, a provider of integrated treasury management and portfolio finance solutions, and HedgeLegal, a specialist in trading document negotiation for the buy side, have published “Clearing up the Uncleared Margin Rules: A Comprehensive Guide for Hedge Fund and Asset Managers.”
RIMES and SOTERIA complete initial product integration for unified market manipulation and insider dealing detection service
RIMES, a specialist in data management and RegTech solutions, and SOTERIA, a real-time communication compliance and surveillance solution, have completed an initial product integration phase as they look to provide financial firms with a comprehensive monitoring solution to facilitate compliance with anti-market manipulation and insider dealing rules and regulations.
With the US presidential election campaign rapidly gathering pace, the issue of political contributions – and the potential for conflicts of interest – has become a major issue on fund managers’ compliance radars.
A risk-based approach to governance and compliance can help financial services firms implement a holistic view of their processes and procedures while ensuring high levels of trade surveillance and monitoring.
Drawbridge Partners, a premier cybersecurity software and services firm specialising in the needs of hedge fund and private equity managers has been selected by Optima Partners, a global financial regulatory compliance advisory firm, for the outsourcing of its due diligence questionnaires (DDQs) distribution process via the DrawbridgeConnect platform.
Chief Compliance Officers (CCOs) and compliance teams face mounting pressure as heightened levels of global regulation combine with increasing scrutiny and cost concerns. Over-burdened teams that are stretched too thinly are more likely to experience burnout and make mistakes, exposing firms to risk. This is where a pragmatic approach to outsourcing can help ease some of the burden, improve efficiency and could be a cost saving.
Growth equity private investment firm FTV Capital has made a significant investment in hedge fund administrator and regulatory services provider Centaur Fund Services.
Kempen & Co (Kempen) has launched a new range of research reports on companies and funds operating in the renewable energy sector.
ACA Compliance Group (ACA) has appointed Shvetank Shah as Chief Executive Officer (CEO) and member of the Board of Directors effective immediately.