Clearstream, a provider of post-trading services, will from 2021 onwards use software products from BearingPoint RegTech to meet most of their regulatory reporting requirements.
ACA Compliance Group has launched a specialist global environmental, social, and governance (ESG) advisory practice.
RegEd has acquired the ComplianceMAX and FIRE Continuing Education businesses from National Regulatory Services (NRS), a provider of compliance and registration products and services for investment advisers, broker-dealers, hedge funds, investment companies and insurance institutions.
Apex Group (Apex) has launched Invest Check, a tool to help financial market participants collect the necessary data to report on and comply with the upcoming EU Sustainable Finance Disclosure Regulation (EU SFDR).
RiskMutation: How ACA Compliance Group is spearheading the operational response to evolving business risks following Covid-19
Business disruption, cybersecurity challenges and greater compliance burdens have long been acknowledged as being among the foremost operational challenges facing the hedge fund, private equity and investment management industries.
DMS Governance: Best Offshore Regulatory & Compliance Firm – Regulation is changing rapidly across all jurisdictions and as hedge fund managers look to capitalise on increasing institutional investor interest, they are reaching out for the global support to facilitate this. As well as ensuring that they adhere fully to the current rules they must also be well primed for any future amendments.
SteelEye, a compliance technology and data analytics firm, and txtsmarter, an enterprise information archiving compliance platform, have partnered to combine txtsmarter’s Intelligent Compliance complete messaging capture and archiving service with SteelEye’s communications surveillance solution.
By Matthew Chapman (pictured), Director, ACA Compliance Group – Geopolitical change and uncertainty, regulatory sabre-rattling and industry shake-ups have combined to create a perfect storm for many financial services firms when it comes to their trade and transaction reporting obligations under MiFIR, EMIR and SFTR.
VERMEG, a banking and insurance software solutions provider, has launched Colline.Cloud, an end-to-end collateral management service, aimed at smaller buy and sell-side firms.
Thirty two IM Phase 5 firms have successfully joined AcadiaSoft and TriOptima's IM Phase 5 soft launch initiative and more than 25 additional firms are scheduled to join before the end of 2020.