ACA Group (ACA) has appointed Aimee Egan to lead all of the firm's go-to-market functions (including Sales & Marketing) in a newly created role of Chief Commercial Officer.
Waystone, a provider of institutional governance, risk and compliance services to the asset management industry, has secured a significant investment from Montagu Private Equity.
Waystone, a global governance and third-party management company, has created a new global compliance offering via the merger of four compliance service providers.
SteelEye, a compliance technology and data analytics firm, has launched a new suite of communication compliance solutions to give financial firms of all sizes and risk profiles access to best-in-class record-keeping and oversight tools.
By Neil Coxhead (pictured), Waystone – On 7 May 2021, the Financial Conduct Authority (FCA), unveiled plans to create a new regime with the specific aim of channelling investment into more illiquid assets, giving asset managers a hint of how UK fund regulation will develop after Brexit.
Scottish Equity Partners (SEP) has completed a significant growth equity investment in regulatory technology (regtech) company FundApps.
Broadridge integrates FundApps’ automated compliance solution into portfolio and order management capabilities
Broadridge Financial Solutions has integrated global RegTech provider FundApps’ regulatory compliance technology with its buy-side portfolio and order management solution.
SteelEye, a compliance technology and data analytics firm, says it has completely revolutionised market abuse and communications monitoring with its innovative new lexicon technology.
Waystone: Best Offshore Regulatory & Compliance Firm and Best UCITS Platform – The DMS Group and MontLake, now jointly known as Waystone, are delighted to have been recognised with European Hedgeweek awards with DMS announced as the winner of the Best Regulatory & Compliance Firm category and MontLake taking the Best UCITS Platform award.
Crestbridge: Best Regulatory Advisory & Compliance Firm – The alternative funds industry has continued to see a shift from unregulated structures to funds, a trend which is expected to persist. With increased scrutiny from regulators, managers will have to invest in additional resources covering for independent control functions.