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Eric Johnson, Donnelley Financial

Donnelley Financial Solutions partners with MSCI to help firms meet SEC reporting requirements

Fri, 16/03/2018 - 08:24

Donnelley Financial Solutions, a provider of risk and compliance solutions, is partnering with index and analytics provider MSCI to provide a reporting solution for investment managers and fund administrators that complies with new Securities and Exchange Commission (SEC) modernisation requirements. »

Picture of a circuit board with a cybersecurity key

Koger enhances compliance software for complete financial crime prevention

Tue, 06/03/2018 - 10:49

Koger has enhanced its compliance technology to provide a comprehensive tool for financial crime prevention.  The company’s KURE software handles all aspects of Anti-Money Laundering and Know Your Client (AML/KYC) due diligence, as well as complete Customer Lifecycle Management (CLM). »


Financial services organisations struggling to secure data effectively, says new research from Claranet

Mon, 05/03/2018 - 20:03

With the General Data Protection Regulation (GDPR) coming into force on 25 May 2018, there is an increased urgency for financial services businesses to improve the way data is managed and secured. »

Todd Moyer, Confluence

Confluence and ICE Data Services help firms meet SEC Modernisation reporting requirements

Wed, 21/02/2018 - 10:12

Confluence is teaming with ICE Data Services to help asset managers meet their compliance obligations with respect to SEC Modernization and other regulatory reporting requirements. »

Rob Walton, Intelliflo

Intelliflo and Brookland Computer Services launch GDPR toolkit and readiness assessment

Thu, 15/02/2018 - 09:39

Intelliflo has collaborated with Brookland Computer Services, a specialist technology solutions and advisory firm with 20 years’ experience working for regulated clients in the financial services and legal markets, to produce a comprehensive GDPR toolkit ahead of the new regulation coming into force on 25 May 2018. »

Guernsey flag

Guernsey approach to increasing operational due diligence helps managers stand out

Mon, 05/02/2018 - 10:21

Competition among managers for capital in the alternative investment sector has never been greater. Similarly, as fund service providers vie for business in a crowded market place, it is important for firms to stand out from the crowd, writes Paul Bannier of Icorserv, on behalf of the Guernsey Investment Fund Association. »

Guy Harrison, IHS Markit

Cambridge Blockchain forms identity data alliance with IHS Markit

Wed, 31/01/2018 - 17:48

Cambridge Blockchain has formed a strategic alliance with IHS Markit through which the companies will offer integrated reference data, operations, and software to support utilities for the collection and management of know-your-customer information (KYC). »

Andy Wodhams, Speakerbus

Speakerbus and Insightful Technology partner

Wed, 31/01/2018 - 09:48

Speakerbus and Insightful Technology have formed a new partnership designed to drive enhanced compliance capabilities and improved productivity throughout the trading lifecycle.  »

Jack Inglis, AIMA

AIMA publishes GDPR implementation guide

Tue, 23/01/2018 - 11:05

The Alternative Investment Management Association (AIMA) has published a GDPR Implementation Guide to help members understand and comply with new EU-wide rules that come into effect on 25 May. »


ACA Compliance Group expands compliance team

Tue, 23/01/2018 - 09:40

ACA Compliance Group has expanded its team of over 185 compliance professionals with new employees who have extensive industry experience. »


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