Compliance

COMPLIANCE

Alphabet soup

Alphabet soup

A thick broth of global regulation is putting added pressure on investment managers to institutionalise their compliance programmes.

Story

SteelEye and UnaVista partner to support market following CME announcement

SteelEye and UnaVista partner to support market following CME announcement

Compliance and data analytics firm SteelEye, and UnaVista, the regulatory reporting platform from London Stock Exchange Group, have formed a partnership to support financial firms with best-in-class reporting services as they migrate from CME’s European Trade Repository (TR) and NEX Abide regulatory reporting services, which will close in November 2020. 

OUTSOURCING

Regulation supports outsourcing proposition

Regulation supports outsourcing proposition

Increasing regulations around cybersecurity, data protection and privacy are reinforcing the proposition of outsourced third party service providers. They themselves already operate under a strict data governance framework and recommend robust risk management and data governance strategies to clients so legislation by governing bodies further underlines the importance of the service they offer.