ACA Group (ACA) has appointed Aimee Egan to lead all of the firm's go-to-market functions (including Sales & Marketing) in a newly created role of Chief Commercial Officer.
Waystone, a provider of institutional governance, risk and compliance services to the asset management industry, has secured a significant investment from Montagu Private Equity.
Waystone, a global governance and third-party management company, has created a new global compliance offering via the merger of four compliance service providers.
SteelEye, a compliance technology and data analytics firm, has launched a new suite of communication compliance solutions to give financial firms of all sizes and risk profiles access to best-in-class record-keeping and oversight tools.
By Neil Coxhead (pictured), Waystone – On 7 May 2021, the Financial Conduct Authority (FCA), unveiled plans to create a new regime with the specific aim of channelling investment into more illiquid assets, giving asset managers a hint of how UK fund regulation will develop after Brexit.
Scottish Equity Partners (SEP) has completed a significant growth equity investment in regulatory technology (regtech) company FundApps.
Broadridge Financial Solutions has integrated global RegTech provider FundApps’ regulatory compliance technology with its buy-side portfolio and order management solution.
SteelEye, a compliance technology and data analytics firm, says it has completely revolutionised market abuse and communications monitoring with its innovative new lexicon technology.
Waystone: Best Offshore Regulatory & Compliance Firm and Best UCITS Platform – The DMS Group and MontLake, now jointly known as Waystone, are delighted to have been recognised with European Hedgeweek awards with DMS announced as the winner of the Best Regulatory & Compliance Firm category and MontLake taking the Best UCITS Platform award.
Crestbridge: Best Regulatory Advisory & Compliance Firm – The alternative funds industry has continued to see a shift from unregulated structures to funds, a trend which is expected to persist. With increased scrutiny from regulators, managers will have to invest in additional resources covering for independent control functions.