Compliance

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RIMES and SOTERIA complete initial product integration for unified market manipulation and insider dealing detection service

RIMES and SOTERIA complete initial product integration for unified market manipulation and insider dealing detection service

RIMES, a specialist in data management and RegTech solutions, and SOTERIA, a real-time communication compliance and surveillance solution, have completed an initial product integration phase as they look to provide financial firms with a comprehensive monitoring solution to facilitate compliance with anti-market manipulation and insider dealing rules and regulations.

Compliance

To outsource or not to outsource, that is the question

To outsource or not to outsource, that is the question

Chief Compliance Officers (CCOs) and compliance teams face mounting pressure as heightened levels of global regulation combine with increasing scrutiny and cost concerns. Over-burdened teams that are stretched too thinly are more likely to experience burnout and make mistakes, exposing firms to risk. This is where a pragmatic approach to outsourcing can help ease some of the burden, improve efficiency and could be a cost saving.