The US Commodity Futures Trading Commission (CFTC) and the Australian Prudential Regulation Authority (APRA) have signed a Memorandum of Understanding (MOU) on the supervision of cross-border regulated firms.
The US Commodity Futures Trading Commission (CFTC) has issued an order to Hong Kong Securities and Futures Commission (HKSFC) permitting US customers to deal directly with HKSFC-licensed brokers.
The US. Commodity Futures Trading Commission (CFTC) has issued an Order of Registration to Bursa Malaysia Derivatives Berhad (BMD), a Foreign Board of Trade located in Kuala Lumpur, Malaysia.
The US CFTC has issued an Order of Registration to the Singapore Exchange Derivatives Trading Limited (SGX-DT), a Foreign Board of Trade located in Singapore.
The US Commodity Futures Trading Commission (CFTC) has issued an order filing and simultaneously settling charges against Singapore-based Olam International and Olam Americas.
Michael Lai, Investment Director, GAM, looks at whether the Chinese government is currently more focused on reform or growth…
FIX Trading Community has published an industry Implementation Guide for the Shanghai-Hong Kong Stock Connect project.
The US CFTC has issued a time-limited no-action letter stating that it will not take enforcement action against Singapore Exchange Derivatives Clearing Limited (SGX-DC) for failure to comply with the applicable swap data reporting requirements of Commission Regulations 45.3 and 45.4.
The US Commodity Futures Trading Commission (CFTC) has signed a memorandum of understanding (MoU) with the Australian Securities and Investments Commission (ASIC) on the supervision of cross-border entities.