Digital Assets Report

SUMMIT AGENDA
Registration and Networking Reception
– Coffee, Tea and Light Fair Served

SUMMIT AGENDA
Registration and Networking Reception
– Coffee, Tea and Light Fair Served
Déjà Vu or New Challenges and Opportunities for Institutional Investors
Emerging Issues in Due Diligence Engagements 
Systemic Risk in the New Regulatory Structure 
Risk Governance – Emerging Trends, Processes and Controls 
Seated Luncheon Reception
Custody and Valuation: Latest Developments and Case Studies 
Compliance Programs and Inspections – Emerging Issues, Process and Liability
Taxation – Exploring the Evolving Landscape 
Enforcement Actions: Areas of Interest in the Era of “Pro-regulation”™
Cocktail Reception  
 
SPEAKING FACULTY (partial list)
Walter Zebrowski, JD, CPA, CIO/COO, Hedgemony Partners
    Chairman, Regulatory Compliance Association
Robert Kaplan, JD, Co-Chief, Asset Management National Unit, SEC*
Gene Gohlke, Ph.D., CPA, Assistant Director, OCIE, SEC*
Charlotte Buford, JD, Assistant Director, Division of Enforcement, SEC*
Daniel Driscoll, CPA, COO/EVP, National Futures Association
Regina Thoele, SVP of Compliance, National Futures Association
Thomas Sexton, JD, VP & GC, National Futures Association
Cheryl Tulino, National Futures Association
Sabeth Siddique, Federal Reserve Board
Brian Valenti, Federal Reserve Board
Jonathan Kay, JD, EBSA, Department of Labor
Salvatore Scotto, Department of Treasury
Ronald Carletta, Branch Chief, CFTC
Arthur Tully, CPA, Partner, Ernst & Young
Howard Altman, CPA, Co-Managing Principal, Rothstein Kass
James Cass, VP & Managing Director, SEI
Phil Masterson, JD, Managing Director, SEI
Chris Mears, CPA, Principal, Rothstein Kass
Michael Serota, CPA, Partner, Ernst & Young
Don MacNeal, CPA, Partner, Ernst & Young
Donald Vangel, CPA, Partner, Ernst & Young
Jesse Shapiro, CPA, Partner, Ernst & Young
Dave Racich, CPA, Partner, Ernst & Young
Robert Van Grover, JD, Partner, Seward & Kissel
Christopher Zaback, CPA, CFO, DE Shaw
Jeremy Ellermeyer, Director, MetLife
Stephen McCaffrey, JD, National Grid Corp.
Gil Raviv, JD, GC, Millennium Partners
James Tomeo, COO, SSARIS Advisors
Marc Baum, JD, Partner and GC, Offit Capital Advisors
Kip Allardt, CCO, Discovery Capital Management
Stephen McShea, JD, GC, Larch Lane Advisors
Steven Yadegari, JD, SVP & GC, Cramer Rosenthal McGlynn
John Thomas, CPA, BNY Mellon Asset Management
Dana Pawlicki, JD, SVP, Neuberger Berman
Mark Polemeni, JD, CCO, Alexandra Investment Management
Lloyd Lipsett, JD, SVP/ACG, Evergreen Investments
Brian Tsai, CCO, Equinox Partners

WHY ATTEND
Exchange thoughts and ideas with other leading Institutional Investors, CFOs, CCOs, COOs, GC and other Asset Management Executives. 
Obtain in-depth, practical guidance from the RCA’s CCO University Faculty of Professors, which includes the largest Institutional Investors, Asset Managers, blue chip attorneys and CPAs.
Unparalleled opportunity to speak and network with senior regulatory authorities from the SEC, NFA, Department of Labor, Federal Reserve Board and other regulatory authorities.
Comprehensive, peer-driven coverage of risk management, compliance and governance geared specifically towards Institutional Investors and Asset Managers. 
Examine how to minimize exposure to an emerging set of regulatory compliance, operational and governance issues.
Learn how to formulate and refine strategic initiatives to maximize the opportunities over the next 12 months to 24 months.
  
FOR MORE INFO: http://rcaonline.org/conferences.phtml 
TO REGISTER: http://rcaonline.org/contact_conference_registration.phtml

EARLY BIRD REGISTRATION – Registration for RCA Members, Institutional Investors* and NFA registrants and clients of Ernst & Young, SEI, Rothstein Kass and Seward & Kissel – $ 294
Standard Registration – $445