Digital Assets Report

To get a special 10% discount, provided by Global fund Media, quote VIP Code: FKM62254GFM, click h

To get a special 10% discount, provided by Global fund Media, quote VIP Code: FKM62254GFM, click here to register

Cost Effectively Managing the Regulatory, Administrative & Sales Challenges of Suitability Reports – 4  October, London

The FSA’s Conduct of Business rules provide specific guidance on the content of Suitability Reports. Yet they continue to pose problems.

Attend Infoline’s Suitability Reports Workshop to review existing procedures, evaluate their regulatory effectiveness under the new regime, and resolve any challenges in a cost effective manner.

In just one day you will:
• Get to grips with recent FSA guidelines regarding Suitability
• Construct a sample Suitability Report
• Balance the needs of customers, sales, administration and the regulator
• Identify your problem areas,benchmark your organisation’s performance against industry peers

and much more.
Please get a look at the latest Suitability Reports Workshop agenda for more information.

Refining &  Auditing the Fact Find Process – 5  October, London

Despite 15 years of experience, and the investment of time and resources to manage them, Fact Finds continue to cause problems for all those involved in the distribution of financial services products.

Attend Infoline’s Fact Find Process Workshop to work through and develop pragmatic solutions to key Fact Find challenges:
• Set Fact Find quality standards that meet FSA requirements and minimise delays to the sales process
• Determine the appropriate level of sampling
• Construct a Fact Find that supports customer, compliance and business needs
• Maximise the risk management, business improvement and marketing benefits of Fact Find information

and much more…

For more information, please view the latest Fact Find Process Workshop agenda.

Interested in Attending?
To register for this eventclick here.
Alternatively, email [email protected] or call us on +44 (0)20 7017 7702.
Remember, to claim your special 10% discount provided by Global fund Media! Quote VIP Code: FKM62254GFM