Confidential file

SEI completes first Form PF filing for hedge fund client

SEI has completed its first Form PF filing on behalf of a global, multi-billion-dollar hedge fund client. »


Trading screens

Fixed income regulation and dealer economics spur innovation in dealer-to-client markets

The economics of fixed income dealing operations is evolving due to market structure changes, emerging regulations, and disruptive technologies already in the market and on the horizon. »


Ponzi scheme

Convicted Ponzi scheme operator Jeffrey L Mowen to pay over USD18m in SEC action

The US District Court for the District of Utah has entered a final judgment against Jeffrey L Mowen, ordering him to disgorge USD8,041,779 in ill-gotten gains and USD1,964,203.67 in prejudgment interest. »


Gavel and scales

SEC charges former Sky Bell hedge fund manager with making misrepresentations

The Securities and Exchange Commission has filed a settled civil action in the US District Court for the Northern District of California against Gary R Marks. »


Bill Stone, chairman and chief executive officer, SS&C Technologies

SS&C releases Total Return 2012

SS&C Technologies, a provider of financial services software and software-enabled services, has released Total Return 2012, an update to its portfolio and partnership accounting and reporting platform for hedge funds, funds of funds and family offices. »


Traders

Hedge funds up 1.42 per cent in July

Hedge funds, as measured by the Dow Jones Credit Suisse Hedge Fund Index, finished July up 1.42 per cent with eight out of 10 strategies in positive territory. »


Approved stamp

CFTC issues final swap rules

The Commodity Futures Trading Commission has approved final rules to improve the risk management procedures of swap dealers and major swap participants.  »


Emerging market

Emerging markets hedge funds lead industry into second half of 2012

The number of emerging markets hedge funds reached a record high in quarter two 2012, overcoming the headwinds of volatile performance and investor redemptions, according to the latest HFR Emerging Markets Hedge Fund Industry Report from Hedge Fund Research. »


Noel Kimmel, chief executive of Cantor Clearing and head of Cantor Prime Services

Cantor Fitzgerald to expand clearing services

Cantor Fitzgerald plans to launch Cantor Clearing, a service providing clearing, settlement and technology solutions for financial services firms. »


Globe

Pyramis expands global distribution capabilities

Institutional asset manager Pyramis Global Advisors has expanded its global distribution leadership team with three senior appointments. »


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