Sign up for free newsletter

 

Gavel

Level Global to pay more than USD21.5m to settle SEC insider trading charges

Wed, 01/05/2013 - 16:00

Connecticut-based hedge fund advisory firm Level Global Investors has agreed to pay more than USD21.5m to settle Securities and Exchange Commission (SEC) charges that its co-founder, who also served as a portfolio manager, and its analyst engaged in repeated insider trading in the securities of Dell and Nvidia. »

Letter

CFTC issues no-action letter for swap dealers on prime brokerage arrangements

Wed, 01/05/2013 - 12:00

The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight has issued a time-limited no-action letter that provides swap dealers with relief from certain External Business Conduct Standards rules in the context of prime brokerage arrangements. »

Handshake

Palmer Square Capital Management hires industry veteran Jeffrey Fox

Wed, 01/05/2013 - 11:20

Palmer Square Capital Management, an investment management firm that provides portfolios of structured credit, collateralised loan obligations and hedge fund strategies, has appointed Jeffrey Fox as executive director. »

Risk

Paladyne and Broadridge add risk offering

Wed, 01/05/2013 - 10:05

Paladyne Systems has secured the rights to the source code, development rights and unlimited distribution rights for the Numerix Portfolio Risk product. »

Lee Porter, head of Asia Pacific for Liquidnet

Liquidnet launches trading of Thai stocks

Wed, 01/05/2013 - 06:00

Liquidnet, the institutional trading network, is continuing its expansion in high-growth markets by enabling institutional investors to trade securities listed in Thailand. »

Singapore

Rakuten Securities joins SGX as derivatives trading member

Tue, 30/04/2013 - 14:01

Rakuten Securities has joined Singapore Exchange (SGX) as a trading member of its derivatives market. »

Investments

Armstrong appoints additional investment director

Tue, 30/04/2013 - 14:00

Singapore-based Armstrong Asset Management has appointed Yasushi Ujioka as investment director. »

Woody Bradford, president and chief executive officer of Conning

Conning and Ramius Alternative Solutions form strategic alliance

Tue, 30/04/2013 - 12:03

Conning, a provider of asset management services for the insurance industry, and Ramius Alternative Solutions LLC (RASL), which develops and manages customised alternative investment portfolios, have entered into a strategic alliance. »

Research

Lyxor strengthens cross asset research with appointment of Rob Koyfman

Tue, 30/04/2013 - 10:01

Lyxor Asset Management is reinforcing its cross asset research team with the appointment of Rob Koyfman as senior strategist. »

UK

Jeremy Hester appointed head of Northern Trust global fund services sales in the UK

Tue, 30/04/2013 - 06:30

Jeremy Hester has been named as head of sales for Northern Trust’s global fund services business in the UK, responsible for offering investment operations outsourcing, fund administration and the full range of asset servicing solutions, to investment managers domiciled in the UK. »

events
6 weeks 2 days from now - New York
7 weeks 2 days from now - Hong Kong
7 weeks 2 days from now - Los Angeles
8 weeks 6 hours from now - Monte Carlo
8 weeks 6 hours from now - New York
listingsdirectory
Eden Rock Capital Management
Wed, 15/06/2016 - 17:30
UBS Global Asset Management
Fri, 06/05/2016 - 14:19
RFA (Richard Fleischman & Associates)
Tue, 05/04/2016 - 14:25
training
Wed, 21/09/2016   - London
Wed, 28/09/2016   - London
Thu, 29/09/2016   - London
specialreports
other gfm publications