Sign up for free newsletter

 

Clock

CFTC issues no-action relief from electronic reporting requirements in OCR Final Rule

Thu, 24/07/2014 - 12:00

The US Commodity Futures Trading Commission (CFTC) has issued a no-action letter that provides additional time for reporting parties to comply with certain reporting requirements of the ownership and control final rule (OCR Final Rule).

The OCR Final Rule, which was published in the Federal Register on 18 November 2013, requires the electronic submission of trader identification and market participant data on new and updated reporting forms. 
 
These reporting forms collect new information to better identity participants in futures and swaps markets. 
 
The OCR Final Rule requires reporting parties to begin submitting the forms electronically by 15 August 2014.
 
The letter provides time-limited no-action relief for reporting parties from the requirement to file the forms electronically and provide certain additional information required by the OCR Final Rule.  The relief is subject to certain terms and conditions outlined in the no-action letter, including the condition that reporting parties continue to report via the legacy, non-automated submission methods until the expiration of the relief granted.


Subscribe to free daily newsletter
latestjobs
Quantitative Data Analyst/Research - (C++/Python)

Thu, 29 Jan 2015 00:00:00 GMT

Sr. Associate/VP Real Estate Investment Banking

Thu, 29 Jan 2015 00:00:00 GMT

Jr. Healthcare Associate Investment Banking

Thu, 29 Jan 2015 00:00:00 GMT

events
5 days 10 hours from now - Kuala Lumpur
1 week 2 days from now - Las Vagas
1 week 3 days from now - Florida
specialreports