Digital Assets Report

MiFID II

Gary Janaway, KNEIP

The strategic benefit of active distribution oversight

By Gary Janaway (pictured), Chief Operating Officer, KNEIP – With MiFID II around the corner, now is a good time for asset managers to re-think their approach to distribution.  When MiFID II goes live on 3 January, it will be

Announcement

CFTC clarifies CTA registration requirements under MiFID II

The CFTC has issued interpretative guidance providing that a futures commission merchant (FCM), swap dealer (SD), or introducing broker (IB) that receives separate compensation for commodity trading advice is not required to register as a commodity trading adviser. The proviso

Nck Bayley, Duff & Pehlps

MiFID II – considerations for non-EU entities

By Nick Bayley (pictured), Duff & Phelps – I was recently in New York advising a large sell-side institution on the potential impact of MiFID II. During that meeting, I was talking through why the legislation was being introduced and

Events

10 October, 2024 – 5:00 pm

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