Digital Assets Report


Broadridge Logo

Broadridge Financial Solutions


605 Third Avenue
41st Floor New
York New York, 10158
United States



Broadridge, a global Fintech leader and S&P 500® company with over $4.5 billion in revenues, provides communications, technology, data and analytics. We help drive business transformation for our clients, including asset managers, with solutions for enriching engagement, navigating risk, optimizing efficiency and growing revenue. Touching 90 percent of the world’s mutual fund assets and drawing from the most complete sales and asset data collection in the industry, we are uniquely positioned to help asset managers get ahead of today’s challenges and capitalize on what’s next.

Broadridge delivers state-of-the-art technology, data and services to bring transparency and automation to the investment management and private lending process. Our integrated, front-to-back solutions offer managers full functionality on a single platform across all asset types. We translate data into actionable insights and streamline the investment life cycle to help simplify the management of complex instruments and strategies, improve operational efficiencies, and help lower the costs of managing funds.

Broadridge offers a suite of advanced real-time transaction processing services that automate the securities transaction lifecycle, from data aggregation, performance reporting, and portfolio management to order capture and execution, trade confirmation, settlement, and accounting. Broadridge is the leading provider of next-generation investment management solutions. The solution suite includes order management, portfolio management, reference data management, data warehouse reporting and reconciliation, and is complemented by a number of preferred strategic partnerships with leading software and market data firms.

Clients include many of the largest and most respected asset managers, hedge funds, fund administrators and investment firms in the world.


Eric Bernstein

President, Broadridge Asset Management Solutions

Mr. Eric Bernstein has been the President of Asset Management Solutions at Broadridge Financial Solutions, Inc since May 1, 2017. Mr. Bernstein served as Chief Operating Officer of Americas at eFront S.A., and served as its Chief Operating Officer of North America since his joining in May 2011. Mr. Bernstein is responsible for coordinating all business operations across the United States and Canada at eFront. Prior to eFront, Mr. Bernstein spent four years as Chief Operating Officer of the North America region for Sophis Technology (Ireland) Limited (also known as, Sophis, Inc.) since October 22, 2007. Previously, Mr. Bernstein spent six years at Linedata Services in various roles including Senior Vice President and Head of sales in North America. Prior to Linedata Services, he held positions at PaineWebber as head equity trader and at Melvin Specialists as a market maker and equity trader. He offers a tremendous track record of solution selling and delivery in the financial industry.


Mr. Bernstein holds a B.A. in Economics from the State University of New York.

Joseph Kovacs

Joseph Kovacs

Director of Sales (APAC), Broadridge Investment Management, Reference Data and Risk Solutions


Mr. Kovacs earned his Bachelor of Commerce (with Honours) from Sauder School of Business, University of British Columbia, and studied Chinese language and culture at National Taiwan Normal University (NTNU) and Shanghai Jiao Tong University (SJTU)


Mark Weller

Director of Sales (EMEA), Broadridge Investment Management, Reference Data and Risk Solutions



Broadridge Financial Solutions