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NFA bars Wealth Creation Investments Fox Financial Group from membership

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The National Futures Association (NFA) has barred Wealth Creation Investments, an NFA Member introducing broker, and Fox Financial Group, an NFA Member commodity trading advisor, from NFA membership.

The firms' sole principal and associated person (AP), Marcy F Javor has also been ordered to withdraw from NFA associate membership and not to register as an AP or act as a principal of an NFA Member for four years.
The Decision, issued by an NFA Hearing Panel, is based on a Complaint authorised by NFA's Business Conduct Committee on 3 September, 2014, and settlement offer submitted by Wealth Creation, Fox Financial, and Javor. The Hearing Panel found that Wealth Creation, Fox Financial, and Javor made misleading sales solicitations; that Fox Financial used a disclosure document that included misleading performance information; and that Javor sent promotional emails to customers that also included misleading performance information.

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