Sign up for free newsletter

 

Letter

CFTC provides guidance on combined omnibus accounts


The Commodity Futures Trading Commission’s division of swap dealer and intermediary oversight has released a letter providing guidance to registered futures commission merchants (FCMs).

The letter is intended to identify a situation whereby FCMs may be inappropriately using an omnibus account with their clearing FCM in which they are combining segregated and secured funds in one account.

listingsdirectory
UBS Global Asset Management
Fri, 06/05/2016 - 14:19
RFA (Richard Fleischman & Associates)
Tue, 05/04/2016 - 14:25
Calastone
Mon, 29/02/2016 - 15:20
training
Wed, 08/06/2016   - London
Mon, 13/06/2016   - London
specialreports
other gfm publications