Letter

CFTC provides guidance on combined omnibus accounts

Fri, 05/10/2012 - 16:09

The Commodity Futures Trading Commission’s division of swap dealer and intermediary oversight has released a letter providing guidance to registered futures commission merchants (FCMs).

The letter is intended to identify a situation whereby FCMs may be inappropriately using an omnibus account with their clearing FCM in which they are combining segregated and secured funds in one account.


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