The US CFTC has issued an Order of Registration to the Singapore Exchange Derivatives Trading Limited (SGX-DT), a Foreign Board of Trade located in Singapore. Under the Order, SGX-DT is permitted to provide its identified members or other participants located
The US Commodity Futures Trading Commission (CFTC) has issued an order filing and simultaneously settling charges against Singapore-based Olam International and Olam Americas. Olam operates a futures trading desk in London, England, and its subsidiary, Olam Americas, Inc. (Olam Americas),
FIX Trading Community has published an industry Implementation Guide for the Shanghai-Hong Kong Stock Connect project. The Shanghai-Hong Kong Stock Connect project will allow global investors to trade Shanghai ‘A’ shares via the Hong Kong Stock Exchange while Chinese
The US CFTC has issued a time-limited no-action letter stating that it will not take enforcement action against Singapore Exchange Derivatives Clearing Limited (SGX-DC) for failure to comply with the applicable swap data reporting requirements of Commission Regulations 45.3 and
The US Commodity Futures Trading Commission (CFTC) has signed a memorandum of understanding (MoU) with the Australian Securities and Investments Commission (ASIC) on the supervision of cross-border entities. The two regulatory organisations are to cooperate on the supervision and oversight
Four Seasons Asia, a long only and long/short investment house focused on Japan, is to launch a Japan-dedicated UCITS fund. Four Seasons was created in 2006 by CEO Shigeka Koda and Managing Director Kahori Ando, who both also act as
The Hong Kong Securities and Futures Commission (SFC) has reprimanded and fined Citigroup Global Markets Asia Limited (CGMAL) HKD4 million over regulatory breaches in relation to the operations of its alternative, or dark, liquidity pool. The disciplinary action followed an
