Digital Assets Report

Compliance

SEC charges hedge fund advisor with multi-year fraud

The Securities and Exchange Commission has charged John Hughes, President and Chief Compliance Officer of registered investment adviser Prophecy Asset Management, for his involvement in a multi-year fraud that concealed losses of hundreds of millions of dollars from investors.

Bankman-Fried guilty on all seven criminal fraud counts

Sam Bankman-Fried, the founder and CEO of failed cryptocurrency exchange FTX and associated hedge fund firm Alameda Research, is facing a lengthy spell behind bars after jurors took just a few hours to return a guilty verdict on all seven

MFA wants SEC to withdraw safeguarding proposal

The Managed Funds Association has written a supplemental comment letter reiterating its view that the US Securities and Exchange Commission should withdraw its proposed safeguarding rule.

SEC ups hedge fund short selling reporting requirements

The US Securities and Exchange Commission has finalised new rules that mean hedge funds will now have to report significantly more information about their short-selling activities, according to a report by Bloomberg.

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