Sadis & Goldberg LLP is one of New York's leading financial services focused law firms. Known both domestically and internationally as a dominant force in the financial services sector, Sadis & Goldberg serves clients throughout the world and was recently
The European Securities and Markets Authority (ESMA) has issued a consultation paper on its draft regulatory technical standards (RTS) regarding the creation of a consolidated tape for non-equity instruments which is required under the Markets in Financial Instruments Directive (MiFID
Gemini Alternative Funds, LLC (Gemini Alt) operates an open architecture environment that facilitates the creation of dedicated managed accounts (DMA) for large institutions. The infrastructure is supported by Gemini Alt's parent company, NorthStar Financial Services Group LLC (NorthStar), which has
The European Securities and Markets Authority (ESMA) has issued a consultation paper on draft technical standards implementing the Securities Financing Transaction Regulation (SFTR), which aims to increase the transparency of shadow banking activities. Securities financing transactions (SFTs) are transactions where
Global commodities broker Marex Spectron has launched NEON Platform, a trading, risk and data platform. The platform combines three key proprietary services: NEON Trader, NEON Risk and NEON Data, with flexible connectivity (NEON Connect). NEON offers a straightforward single
Asset management boutique Managing Partners Group (MPG) has appointed Philip Eaton Richards as head of its capital markets team as it expands its asset-backed securities (ABS) business based in Malta. Reporting directly to the chief executive officer Jeremy Leach, Eaton
Capital raising boutique Hyde Park Investment has entered into a partnership with Archipelago Partners to broaden its distribution offering into the Nordic region and for Archipelago Investments to distribute its Nordic funds into Europe. Director of Hyde Park Investment Fabrizio
The London Metal Exchange (LME) is to introduce caps on maximum rates charged by LME-registered warehouses following a market-wide consultation. This is the final part of the three-year-long warehouse reform programme designed to enhance the LME’s warehouse network and to
The Alternative Investment Management Association (AIMA), the global representative for alternative asset managers, has appointed a new chairman and a new AIMA Council, the association’s global board of directors. Taking over as AIMA chair is Simon Lorne, vice chairman and
Thomson Reuters has launched a Diversity & Inclusion (D&I) Index, which ranks the top 100 publicly traded companies globally with the most diverse and inclusive workplaces, as measured by 24 metrics across four key categories. The categories are diversity, inclusion,
