AIFMD Annex IV reporting is rapidly approaching for alternative investment fund managers (AIFMs) and with that deadline has come a last minute scramble to determine reporting requirements, according to ConceptOne. The FCA released two documents pertaining to Annex IV reporting
Sprott Asset Management’s senior portfolio manager, Jean-Francois Tardif, has expressed his intention to retire on 7 July.
Franklin Templeton Investments today announced that David E Smart has been named Global Head of Sovereign Funds and Supranationals, responsible for
Castle Hall Alternatives has formed a partnership with SwissAnalytics, based in Zurich, to extend the reach of the OpsDiligence online diligence platform. SwissAnalytics, founded in 2008, is a due diligence firm which has completed operational diligence on more than 400
SEC trading rules may be providing dark venues a regulatory advantage over traditional stock exchanges, according to research by The Capital Markets Cooperative Research Centre (CMCRC). Soon to be published in The Journal of Financial Economics, the paper says that
Dalton Strategic Partnership (DSP) has appointed Nick Horton as a Partner to head up its institutional business. Horton joined DSP in August 2011 from Lazard Asset Management where he was Senior Vice President. Horton’s key responsibilities will include developing
Mesirow Financial International UK Limited, has hired Sophia Damianou as a vice president and member of its global client relationship team. In this newly established position, Damianou will work closely with new and existing clients of the firm’s affiliated institutional
Leading offshore law firm Mourant du Feu & Jeune has appointed funds partner Neal Lomax as head of its Cayman Islands office.
The Commodity Futures Trading Commission (CFTC) is seeking public comment on proposals to change its regulations regarding customer funds deposited
Matrix Asset Management has appointed Rebecca Ledlie as Head of Product and Marketing to spearhead the division’s ambitious growth strategy. Ledlie has an 18 year track record in the financial services industry and joins from Gartmore where she was Head
