The US Commodity Futures Trading Commission (CFTC) has issued an order filing and settling charges against Merrill Lynch for supervision failures relating to futures exchange and clearing fees. The order says Merrill Lynch failed to diligently supervise its officers, employees and
Betsy Gile, currently a member of the board of directors of Deutsche Bank Trust Corporation and Deutsche Bank Trust Company Americas, and a former managing director at Deutsche Bank, has j
Sands Brothers Asset Management has announced the launch of the Genesis Merchant Partners fund, which provides asset-based and secured loans to companies that are unable to obtain credit f
Private equity firm 3i, owner of hedge fund administrator Fulcrum Group, has announced the signing of an agreement for the Bermuda-based firm to merge with near neighbour Butterfield Fund
Barclays has launched an enhanced Legal Segregation with Operational Commingling (LSOC) with Excess model at CME Clearing for its over-the-counter (OTC) derivatives clearing clients. Barclays has worked closely with multiple clearing houses to develop and meet client demand for an
Timothy A Spangler has joined Sidley Austin in Los Angeles as a partner and member of Sidley’s global investment funds, advisers and derivatives practice. Spangler brings extensive experience in advising clients on an array of investment vehicles and related securities
Maitland, an international provider of legal and financial services.
Jon Anderson has joined GlobeOp Financial Services as global head of over-the-counter (OTC) derivatives.
Eurex is set to extend its product range by introducing a listed variance future on 22 September 2014, based on the EURO STOXX 50, the most prominent equity index in Europe. Variance futures replicate the pay-off profile of a variance
Rob Laible has joined Liquidnet as head of the firm’s global performance team. Based in New York, Laible will work in close coordination with the sales, technology and product development teams across all regions with primary responsibility for leading and
