The Securities and Exchange Commission has charged a Corinth, Texas man with securities fraud for soliciting more than USD3.45 million from several thousand deaf investors in an investment scheme that the SEC halted last year. The SEC previously charged Imperia
The LME Board is making a number of amendments to its Exchange User Fee on the back of points raised by members. The new fee will now not apply to short-dated carries (anything from Tom to 15 days inclusive), which
A group of 13 mostly London-based hedge fund managers has proposed establishing a working group to examine the possibility of a voluntary code of practice for the industry amid calls from
The US Commodity Futures Trading Commission has filed an enforcement action against Zurich Futures & Options and Michele LaBruce, both of Hollywood, Florida.
The chairmen’s committee of Euronext regulators has issued a letter to ICE and NYSE Euronext indicating that they are "not minded to object" to the proposed merger between the two companies. With this important milestone achieved, ICE and NYSE Euronext
Mark Hawtin will join GAM’s London office on 1 October 2008 as investment director managing a global long/short equity mandate which will invest in
Stenham Asset Management, which since 1988 has been constructing diversified hedge fund portfolios via managed accounts and funds of funds with an emphasis on downside protection, has reac
Alan Miller, the former chief investment officer and a founding shareholder of New Star Asset Management until his departure early last year, is joining alternative investment manager Silv
More than 120 buy-side firms signed with EurexOTC Clear, Eurex Clearing’s central counterparty service for Interest Rate Swap (IRS), by the end of 2013. In addition, a total of 32 clearing members including all major global sell-side banks are connected.
Philippe Teilhard de Chardin, chief executive officer of Advisors & Partners, has agreed to join the advisory board of Common Sense Investment Management. Teilhard de Chardin was previously the global head of prime brokerage and chairman of the prime brokerage
