The Securities and Exchange Commission has charged a North Carolina-based investment adviser and its former owner for misleading an investment fund over the firm’s algorithmic currency trading ability. The SEC’s enforcement division alleges that Chariot Advisors LLC and Elliott
The Channel Islands Stock Exchange (CISX) has for the last 20 months been subject to a Guernsey Financial Services Commission (GFSC) investigation into certain historic activities, according to CISX Chairman Jon Moulton. In a statement released today, Moulton (pictured), says:
Moscow Exchange and Eurex, the derivatives arm of Deutsche Börse Group, have signed a cooperation agreement for the trading of foreign exchange (FX) derivatives. Through this new element of the partnership between Deutsche Börse and Moscow Exchange, Eurex Exchange
Australian hedge funds do not currently pose a systemic risk to the Australian financial system, according to the finding of an ASIC report. Surveyed qualifying hedge funds also use low leverage and appear to have adequate liquidity to meet
BT is joining forces with mobile operator Truphone to market a recording service for mobile devices to support US firms’ compliance with the Dodd-Frank Wall Street Reform Act. Under the “oral record-keeping” requirement of the Act, all companies operating or
Ranodeb Roy (pictured), Morgan Stanley’s former head of fixed income
Gary Vaughan-Smith and Alex Da Costa, the former ABN Amro Asset Management alternatives specialists who have launched new London-based fund of hedge fund manager SilverStreet Capital, say
Commerzbank and Clearstream have teamed up to offer their clients increased efficiency and reduced risk to cleared and uncleared OTC derivative transactions. The new TradeCycle service will be launched in Q4 2013 and is the first integrated service of
Alternative asset manager The Carlyle Group has named Matthew J O’Connor as a managing director on the power investing team. O’Connor joins Bob Mancini as co-head of the team, which is investing a managed account in conjunction with the
Daniel M Glosband, Emanuel C Grillo and Elizabeth Shea Fries of law firm Goodwin Procter examine the decision by a US judge to decline to recognise liquidation proceedings in Cayman for tw
