Traiana, a provider of pre-trade risk and post-trade processing solutions, has launched a Unique Trade Identifier (UTI) management solution using the Harmony network. As each jurisdiction introduces its own specific trade reporting requirements and UTI methodology, the management and sharing
The US Securities and Exchange Commission has extended the order first issued on July 15 barring so-called naked short-selling in the securities of financial institutions to which the Fede
Q&A with Gary Smith, Partner, Loeb Smith Attorneys Could you briefly explain the concept of the Segregated Portfolio Company? Once registered under the Cayman Islands Companies Law, a segregated portfolio company (“SPC”) can operate segregated portfolios (“SPs”) with the benefit
Aquis Exchange, the pan-European equities trading exchange, has completed its first day of live operations, executing trades in all three of the markets available at launch. Aquis Exchange, which has introduced subscription pricing to European equities trading, saw several members
The Caribbean Financial Action Task Force’s mutual evaluation of the Cayman Islands at the end of 2017 led to a revision of the jurisdiction’s anti-money laundering (AML) regulations and was the catalyst for the new Cayman AML guidance. The CFATF
Société Générale Securities Services has launched the Global Performance Benchmarking
NYSE Euronext (NYX) has reported Global derivatives average daily volume (ADV) of 7.5 million contracts in January 2012 – a decrease of 17.3% versus the prior year, with European Derivatives declining 31.3% and US equity options decreasing 4.1%. European cash
The US Attorney for the Eastern District of Texas has laid a three-count federal criminal charge against George D.
The cryptocurrency market is predicted to reach USD1 trillion according to Smartereum as the market capitalisation continues to grow. Currently, the estimated size of the crypto market is approximately USD417 billion, a very modest number and one that remains dwarfed by other
Stamford, Connecticut-based Sorin Capital Management, an alternative investment firm specialising in commercial real estate debt and asset-backed securities, has appointed Brian R.
