The Securities and Exchange Commission has amended its complaint against New York investment adviser, Brian Raymond Callahan, and Callahan’s investment advisory firms, Horizon Global Advisors Ltd, and Horizon Global Advisors, LLC, in the SEC’s emergency action filed on 5 March,
Confluence, a specialist in investment data management automation for regulatory, financial and investor reporting, has appointed Joe Bree as Senior Global Strategic Account Executive. In this role, Bree is responsible for expanding Confluence’s global relationships with fund and asset management clients,
Gartmore has announced the appointment of Ana Tomic as business development director for hedge funds, with responsibility for strengthening the distribution of the asset manager’s alternat
Corbin Capital Partners, a New York-based hedge fund of funds manager with USD4.1bn in assets under management, has announced that Steven Butler will join the firm as director of consultan
Cappitech, a provider of regulatory reporting and intelligence solutions for the financial services industry, has launched Insights, a product that aims to allow compliance teams and risk managers to gain a competitive advantage by improving regulatory reporting and allowing them
Faced with sluggish growth and a backlash abroad against restrictive practices in its financial markets, Japan has set out plans to revitalise itself as a global financial centre.
Invast Global, a multi-asset prime brokerage firm in APAC, has selected OneTick Surveillance, to be hosted and fully managed by OneMarketData. With increased regulatory requirements and pressures placed on financial services firms, Invast Global can now ensure that all trades
Hedge fund operations service provider Viteos Fund Services has announced the launch of a specialist middle office service and fund administration offering for private investment in public
Chicago-based independent futures brokerage and clearing firm RJ O’Brien & Associates’ (RJO) private client division, RJO Futures, is offering Orion Trading Systems’ flagship platform, Orion Multi-Trader powered by dxFeed’s data. “We are continually striving to offer innovative tools for active
London-based hedge fund manager Polar Capital has appointed Karim Vellani, previously head of risk management for the global proprietary trading business at Credit Suisse, as chief risk of
