Forward Features Calendar

Investments

Brian Lynch, Reg Tek Solutions

Deutsche Börse and Illuminate Financial invest in RegTek.Solutions

Deutsche Börse and Illuminate Financial Management have co-led in a USD5 million Series A funding round in RegTek.Solutions, a multi-jurisdiction regulatory reporting solutions provider. Based in New York, RegTek.Solutions was launched earlier this year as a specialist provider of global regulatory

Nigel Kneafsey, Options

Options secures significant growth investment from Bregal Sagemount

Options, a provider of cloud-enabled managed services to the global capital markets, has secured a significant investment from Bregal Sagemount, a New York-based private equity firm focused on growth-oriented investments. The transaction, which sees Bregal Sagemount invest nearly USD100 million

J Paul Haynes, eSentire

eSentire secures growth equity investment from Warburg Pincus

Funds affiliated with Warburg Pincus, a global private equity firm focused on growth investing, have made a significant equity investment in eSentire. The investment will be used to accelerate the company’s growth by expanding its technology services to existing clients and

Robert Grunewald, Flat Rock

Western Asset invests in Flat Rock Global

Global fixed-income manager Western Asset has taken a minority ownership stake in Flat Rock Global, a new alternative asset manager focused on developing yield-driven investment strategies in asset classes under-served by the mainstream banking sector. John Thomson of Thomson Equity

Hollie Haynes, Luminate

Luminate makes StarCompliance investment

StarCompliance, a provider of enterprise compliance and regulatory software solutions for the financial services industry, has secured an investment from Luminate Capital Partners, a San Francisco-based private equity firm, to support its global growth strategy. StarCompliance’s software platform helps financial

Tim Bunting, Balderton Capital

RegTech firm ComplyAdvantage raises USD8.2 million series A round

ComplyAdvantage, which uses artificial intelligence and machine learning to help firms manage compliance obligations and reduce costs, has completed a USD8.2 million series A funding round led by Balderton Capital. The funding will allow the RegTech firm to realise its

AMG invests in Winton and PFM

Affiliated Managers Group (AMG) has bought interests in Winton Group and Partner Fund Management (PFM). Founded in 1997, Winton is a global investment manager that uses scientific methods to develop investment systems across a broad range of products from diversified

Irene Perdomo

Devet Capital on the hunt for new investment management talent

Systematic alternative investment manager Devet Capital Investments has launched a programme designed to identify and support new investment managers with the eventual aim of including them within the Devet product suite. The ‘CTA Program’ – Capturing Talent Alpha – has

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