The Securities and Exchange Commission has taken its first-ever enforcement action for an investment company registration violation by a hedge fund manager investing in digital assets. The SEC has issued a ‘cease and desist’ order against cryptocurrency investment firm Crypto
Indus Valley Partners (IVP), a provider of technology solutions to alternative asset managers, has added a standard 40 Act rules library within the IVP Polaris data warehouse. This will enable fund managers to ensure their trading does not breach any limits
The UK’s FSA stressed that the launch of its wide-ranging discussion paper on hedge funds is not an attempt to shackle UK’s booming hedge fund industry. The FSA’s D
The Commodity Futures Trading Commission (CFTC) has issued Orders against Adam Flavin and Peter Grady, traders at a commodity merchandising firm, filing and settling charges of attempted manipulation of the price of certain wheat futures and options contracts that were
Citicom Solutions has partnered with Doran Jones, a full-service financial services consultancy, to sell Citicom Assure, a product designed to provide proactive, real-time analysis of data, including instant messages (IMs), emails, text messages and mobile- and fixed-voice recordings. The partnership will
Law firm Pillsbury says hedge funds should be aware that substantially increasing their long positions in exchange-traded funds could result in a violation of the ownership limit set forth in the Investment Company Act of 1940. The report, by Jay
Talmai Morgan is to step down from his full-time post as Chief Executive of GuernseyFinance to move to an external consultancy role. GuernseyFinance, the company re
