PGIM has secured approval from the Dutch Authority for the Financial Markets to operate an Alternative Investment Fund Manager (AIFM) from its newly established office in the Netherlands. The office, based in Amsterdam, acts as the AIFM for its existing
The US Commodity Futures Trading Commission has charged Tate Street Trading of Richmond, Virginia and Leonard J Cipolla of Chesterfield, Virginia, with misappropriating customer funds and fraudulent solicitation in connection with a commodity pool. The complaint also charges Tate
By Joe McGrath – While litigation funders have been celebrating growth and success in Western markets, they are also keen to seize opportunities further afield with Asian jurisdictions increasingly finding favour… For investors keeping close watch of industry developments over the summer,
Managers of Cayman funds are being encouraged to act now to ensure they fully comply with the new obligations of the Cayman Islands Data Protection Law, 2017 scheduled to come into effect on 30 September 2019. The new law will
Saxo Bank has welcomed ESMA’s recently announced measures in relation to the provision of CFDs to retail clients. The measures include caps on leverage which Saxo Bank considers fair and proportionate. Saxo Bank expects these measures to be positive for
The Financial Conduct Authority (FCA) has welcomed the agreement reached on the terms of an implementation – or transitional – period that will apply following the UK’s withdrawal from the European Union. Under the terms of the agreement, the implementation
The European Commodity Clearing (ECC) has been given Recognised Clearing House (RCH) status by the Monetary Authority of Singapore (MAS). This will be ECC’s first regulatory license outside of Europe, representing a key milestone for ECC and CLTX, as part
GoldenSource has integrated Approved Reporting Mechanism (ARM) and Approved Publication Arrangement (APA) services from Trax, the post-trade services and European market data division of MarketAxess, to help banks and asset managers with their MiFID II reporting obligations. The integration was
With over 1,500 employees in international locations, over 250 employees and 40 partners dedicated to the financial services practice, EisnerAmper LLP has the breadth to handle global engagements and provide comprehensive guidance and support to its roster of hedge fund
Eze Software is growing its MiFID II trade reporting support by expanding its strategic collaboration with NEX Regulatory Reporting, a business area within NEX Group. As an Approved Publication Arrangement (APA) provider, NEX Regulatory Reporting supports clients in their MiFID
