Dash Financial Technologies, a capital markets technology and execution provider, has appointed Venu Palaparthi as Chief Compliance Officer and Head of Regulatory Affairs. Palaparthi (pictured), will be responsible for Dash’s compliance strategy, including the direction of internal regulatory policies and
LiquidityBook, a leading Software-as-a-Service (SaaS)-based provider of buy- and sell-side trading solutions, has opened a new office at 383 George St. in Sydney, Australia. The firm, which added more than 40 new customers in 2018, will use the new office to
Carillon Tower Advisers’ affiliate Raymond James Financial International has appointed Gerrit Van Gorp as Head of Sales/Continental Europe, and Kevin Lloyd as Head of UK/Ireland Wholesale Sales. Lloyd and Van Gorp expand the capabilities in London of Carillon Tower Advisers,
Traiana, a provider of pre-trade risk and post-trade processing solutions, has appointed Guy Eden as head of product management. He will have cross asset responsibility and will report to Igor Teleshevsky, a member of Traiana’s executive committee. Eden
New York-based hedge fund consultant Atrato Advisors has added to its team, recently hiring Jinah Jang as an analyst. Jang, a quantitative specialist, had previously worked as an analyst at fund-of-funds Argus Advisors and at Schafer Cullen Capital Management. Her appointment
Unigestion, an independent specialist asset manager, has underlined its commitment to German investors by opening an office in Düsseldorf. The opening of the Düsseldorf office forms part of Unigestion’s growth strategy and focus on building its distribution capabilities in the
Gulf Capital, an active alternative asset management firms in the Middle East, is expanding and strengthening its executive team with the appointment of Sharaf F Sharaf as a Managing Director in Gulf Credit Partners, the Firm’s private debt business. Based
Sidley Austin has added Joshua S Cohen as a partner in its Investment Funds practice in Chicago. Cohen joins the firm from Kirkland & Ellis LLP, where he was a partner. Previously he was a managing director and general
PEF Services, a fund administrator for alternative investment managers, has promoted Emily Chen and Delphine Jones, CPA to Managing Directors within the firm’s Client Services group, reporting to PEF Chief Operating Officer Beth Manzi. Chen and Jones each lead PEF Client Services
Refinitiv has appointed Leon Saunders Calvert as Head of Sustainable Investing & Fund Ratings, a newly created role that brings together Refinitiv’s ESG Sustainable Investing and Lipper Fund Ratings businesses to increase focus on unearthing links between sustainable business strategies
