The Commodity Futures Trading Commission has issued an order finding that the Henry Financial LD1 Fixed Price contract – a natural gas contract traded on the IntercontinentalExchange, a
The US Commodity Futures Trading Commission (CFTC) has filed an anti-fraud civil lawsuit charging defendants Randall Lynn Stuckey of St Peters, M., and his Missouri-based business entities, Stuckey Group, LP, Stuckey Group II, LP and Oakwood Development Company LP, with
More than 50 major investment firms and professionals have joined the Social Investment Forum in calling on the Securities and Exchange Commission to require publicly traded companies t
The US Commodity Futures Trading Commission has obtained USD280,000 in civil monetary penalties and equitable relief in consent orders of permanent injunction against Randy Burstein of
The Commodity Futures Trading Commission (CFTC) has obtained a federal court order freezing the assets held by defendants Keith F Simmons of West Jefferson, NC, Bryan Coats of Clayton, NC, Jonathan Davey of Newark, Ohio, and numerous corporate entities controlled
The Obama Administration has announced proposed legislation that would require all advisers to hedge funds and other private pools of capital, including private equity and venture capit
The US Commodity Futures Trading Commission (CFTC) has obtained a federal court order freezing assets held by defendants Brian Kim and Liquid Capital Management, LLC (Liquid Capital), both of New York, NY. The order, entered by the Honourable Denise
The US Commodity Futures Trading Commission (CFTC) has obtained a federal court consent order that permanently bars defendant InterForex, Inc, of Tortola, British Virgin Islands, from soliciting or accepting orders to trade foreign currency (forex) from US customers who are
The US Commodity Futures Trading Commission has charged David Michael Kogan and his company First Capital Futures Group, both of Sherman Oaks, California, with operating a fraudulent co
The US Commodity Futures Trading Commission (CFTC) has filed an enforcement action against Christopher B Cornett of Buda, Texas, charging him with solicitation fraud, issuing false account statements, misappropriating pool participants’ funds, and failing to register in connection with an
