The US Commodity Futures Trading Commission (CFTC) has filed and simultaneously settled charges that IAG Capital Management, LLC (IAG) and William Patrick Kelly of Weston, Connecticut, who operated a USD6 million commodity pool called the IAG Multi Strategy Fund LP,
The US Commodity Futures Trading Commission has charged Donovan Davis Jr., Blayne Davis, Damien Bromfield, Capital Blu Management and DD International Holdings with operating a fraudule
The US Securities and Exchange Commission has obtained an asset freeze to halt a multi-million dollar Ponzi scheme and affinity fraud targeting members of the Chinese-American community
The US Commodity Futures Trading Commission has obtained a federal court order against Texas resident George D.
Hedge fund industry body the Managed Funds Association has outlined various considerations that it believes policymakers should undertake as they debate regulatory reforms in an effort
The Securities and Exchange Commission has charged New York’s former deputy comptroller and a top political adviser for extracting millions of dollars in kickbacks from investment manag
The US Securities and Exchange Commission has brought charges against Albert K.
The US Commodity Futures Trading Commission has charged foreign currency firm Barki, of Mint Hill, North Carolina, and the late Bruce C.
The Washington, DC-based hedge fund industry body, the Managed Funds Association, has announced its support for the establishment of a US systemic risk regulator to restore investor con
The Securities and Exchange Commission has announced an enforcement action against Los Angeles-based investment adviser M.A.G. Capital and its president and sole owner, David F.
