The US Commodity Futures Trading Commission has obtained an order freezing USD7.6m in assets held by Janet Schaberg, the ex-wife of Stephen Walsh of Sands Point, New York.

The US Commodity Futures Trading Commission has charged Sidney S. Hanson, Charlotte M.

The Commodity Futures Trading Commission has obtained more than USD25m in civil monetary penalties and equitable relief in orders against Safevest, a firm located in Mission Viejo, Cali

The Securities and Exchange Commission charged a New York-based investment adviser with defrauding investors in five offshore funds and using some of their money to buy himself a multi-million dollar beach resort property on Long Island. The SEC alleges that

The US Commodity Futures Trading Commission (CFTC) has filed an enforcement action in the US District Court for the Middle District of Alabama charging John David Stroud and his companies, Stroud Capital Management, LLC, TS Capital Partners, LLC, and TS Capital Management, LLC, all

The US Commodity Futures Trading Commission (CFTC) has filed a civil enforcement action against Christopher Varlesi of Chicago, Illinois, individually and doing business as Gold Coast Futures and Forex (Gold Coast). The CFTC is charging Varlesi with fraudulently operating a commodity pool to trade

Goldman Sachs Execution & Clearing (GSEC), a registered futures commission merchant based in New York, NY, has agreed to pay a USD5.5 million civil monetary penalty and USD1.5 million in disgorgement to settle CFTC charges that it failed to diligently

Hedge funds law veteran David P. Mathews has joined Altegris Investments, Inc.

The Securities and Exchange Commission (SEC) has charged Guillaume Pollet, a former managing director of SG Cowen & Co, with insider trading and fraud. The charges

The CFTC has altered the rules governing customer identification programs run by futures commission merchants (FCMs) and introducing brokers (IBs). Following the is