Hudson Bay Capital Management has hired Scott Black as general counsel and chief compliance officer. Black joins Hudson Bay from the Securities and Exchange Commission, where he was an assistant regional director in the division of enforcement in the commission’s
Joyce Frost and Frank Iacono, former executives with Morgan Stanley, along with Chris Frost, former managing director at Societe Generale, have formed Riverside Risk Advisors. The firm will provide independent risk assessment, structuring, pricing and execution advice for complex derivative
National law firm Seward & Kissel has promoted Kevin Neubauer to partner and Brian Maloney to counsel. The promotions are effective 1 January, 2020. “We are thrilled to make these well-deserved promotions. Kevin brings our clients a tremendous wealth of knowledge in fund formation
Altin, the Swiss alternative investment company listed on the London and Swiss stock exchanges, has appointed Tony Morrongiello as position of chief executive. Morrongiello takes up his duties today and will be in charge of managing Altin’s day-to-day operations
Independent fund and corporate services provider, the Aztec Group, has made 113 promotions, including five senior appointments to director and associate director roles in the biggest round of promotions in the Group’s history. The promotions came into effect on 1
Unigestion, a European privately owned asset manager, has appointed Philippe Gougenheim as managing director, head of hedge funds. Gougenheim joins Unigestion from Man Investments where he was a senior portfolio manager, having held the positions of chairman of the firm’s
BNY Mellon Alternative Investment Services has named Marina Lewin head of global sales and Steve Farlese head of global service delivery. Both are new positions within the business. Lewin and Farlese will continue to be based in New York City
BNP Paribas Securities Services has bolstered its alternatives investment services team with the appointment of Diarmuid Ryan as Global Head of Hedge Fund Services. Ryan (pictured), joins BNP Paribas from State Street Alternative Investment Solutions where he held several senior
Hoare Capital Markets, an agency broker focusing on the provision of OTC securities and derivatives, has made Sergio Marques and Andrew Sheppard partners and promoted Tim Cartmell to chief operating officer. Marques (pictured) has gained experience in marketing and distributing
BTIG, a broker dealer specialising in institutional trading and related brokerage services, has expanded its London-based team with the addition of four new sales and trading professionals. The four are David Abraham, Andrew Rosen, Julie Beecher and Adam Bergenfield. They
