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SEI expands proprietary compliance system for investment managers

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SEI has expanded its proprietary Portfolio Monitor compliance system to help money managers enhance the depth and flexibility of portfolio compliance testing in the face of ongoing regulatory changes and increasing investors demands.

SEI has been utilising Portfolio Monitor to perform post-trade compliance testing for hedge fund managers since 2009, and recently transitioned its registered fund clients onto the expanded system from its predecessor program, AdvisorAlert.

The move demonstrates the company’s commitment to delivering world class tools and resources to help its clients thrive amid changing market conditions and investor expectations.

“This system puts managers in a better position to succeed in a constantly changing and increasingly complex regulatory environment,” says Phil McCabe, Senior Vice President and Solution Head, SEI’s Investment Manager Services division. “We’ve always been recognised for our strong compliance resources, and Portfolio Monitor is the next logical step for SEI and our clients. It facilitates additional reviews, offering more robust reporting capabilities with greater flexibility to adapt to changing regulations. It also helps investment managers stay ahead of escalating client demands across a myriad of product types and asset classes.”

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