Reg-Room has launched Reg-Impact, a technology solution designed to help banks, broker-dealers, advisers, insurers and hedge funds monitor rule and regulatory changes, allowing them to assess the impact on their organisations and create implementation plans and reports. Reg-Impact helps to
Mirabaud Securities has enhanced its execution offering by launching a new electronic trading platform designed to provide efficient solutions compatible with advent of the new requirements imposed by MiFID II. Employing a wholly unbiased routing infrastructure, Mirabaud has integrated its
Abel Noser Solutions has launched a trade surveillance product for compliance officers of broker-dealers, investment advisers and exchanges. The product comes on the heels of a limited pre-release to select clients. Compliance+ is a proprietary software solution that enables
Apex Fund Services has completed its global implementation of Metrosoft’s compliance software, Fundsphere Compliance TA. The Fundsphere platform is designed to meet the complex requirements of today’s transfer agent. The deployment of this software across the Apex Group will
The Anti-Money Laundering Directive (AML), the EU-US Privacy Shield and the Market Abuse Directive (MAD) and Regulation (MAR) are the three biggest regulatory pressures across EMEA, according to research by data virtualisation specialist Delphix. The study into the regulations most
RIMES, a provider of managed data services for the buy-side, has launched RegFocus, a buy-side monitoring and detection solution for the Market Abuse Regulation (MAR). RegFocus is designed to meet regulatory obligations under MAR and many other surveillance regulations, reducing buy-side
The Global Legal Entity Identifier Foundation (GLEIF), the body responsible for ensuring the operational integrity of the Global Legal Entity Identifier (LEI) System, has launched its new data challenge facility. This offers any interested party an easy and convenient means
RSRCHXchange, the online marketplace for institutional research, has formed a strategic partnership with Substantive Research, an independent curator of daily macroeconomic investment research for asset managers and asset owners. The partnership will close the gap between new research and point
Although it might not necessarily be top-of-mind for a start-up manager, if they are serious about building a proper business then establishing a culture of compliance from the get-go is important. A new hedge fund manager that is not required
The number of regulatory ‘incubator’ or ‘umbrella’ firms in the City of London’s institutional financial sector has grown to 52, according to Sturgeon Ventures LLP, which claims to have been the first such firm to launch 18 years ago. Sturgeon
