Confluence, a specialist in investment data management automation for regulatory, financial and investor reporting, has added CPO-PQR reporting capabilities to its Unity NXT Regulatory Reporting platform. Form CPO-PQR requires that registered commodity pool operators file specific information about their firm
Options, a provider of cloud-enabled managed services to the global capital markets, has announced full compliance (for the eighth consecutive year) with SSAE SOC 1 Type II and SOC 2 Type II, further underlying the rigorous security controls and business
SteelEye, a compliance technology and data analytics firm, has launched a new ‘MiFID II Eligibility as a Service’ tool. MiFID II brings many challenges to buy and sell-side firms, including the requirement to report trades to the regulator on a
