Chainalysis, a blockchain analysis company, is working with Lendingblock, an institutional lending exchange for digital assets, to implement anti-money laundering technology and best practices in anticipation of global regulatory guidance from the Financial Action Task Force (FATF). Lendingblock is committed
NEX Regulatory Reporting has launched a new solution for derivatives transaction and position reporting under ASIC’s (Australian Securities and Investments Commission) OTC derivatives trade reporting requirements. The ASIC solution expands NEX Regulatory Reporting’s global reporting coverage and provides Australian firms
Robert Quinn Consulting Limited (RQC) and Capricorn Fund Managers Limited (CFM) have partnered to create a unique new discretionary management regulatory hosting platform, Capricorn Regulatory Hosting. Robert Quinn Consulting is a leading compliance consulting firm founded 12 years ago with
ACA Compliance Group’s Head of Prudential Practice, Michael Chambers, comments on the agreement struck last week by the EU for new prudential rules for investment firms across Europe… New agreement heralds tighter controls for financial firms operating in the EU Having
Hedge fund and private equity investors to focus 2020 due diligence efforts on alternative data compliance, says Corgentum survey.The vast majority (83 per cent) of hedge fund and private equity investors intend to continue increasing the resources they allocate to
ACA Compliance Group (ACA) has appointed Shvetank Shah as Chief Executive Officer (CEO) and member of the Board of Directors effective immediately. Shvetank previously worked at Gartner where he held many leadership roles including Senior Vice President of its Technology &
Small to mid-sized investment firms continue to face significant challenges in operating compliance programs that are needed to meet intense regulatory scrutiny, according to Optima Partners, a leading global financial regulatory compliance firm. In an ever-changing regulatory environment, investment firms
A London-based company has unveiled a new web-based marketing compliance tool that it says is aiming to transform marketing compliance for the alternative investment fund management (AIFM) industry. Sales Road Maps Online (SRMO) provides AIFMs with key marketing compliance “rules
Deutsche Börse Group and RegTek.Solutions have partnered to deliver a certified testing and pre-validation service for clients of Deutsche Börse’s Regulatory Reporting Hub. Available from the fourth quarter of this year, the new service addresses feedback from clients and regulators
Allfunds Bank has launched Share Class, a search tool for stock classes of funds available in the market. Through this tool, Allfunds makes available to its customers all the information necessary to adapt to the regulatory requirements brought by the
