ACA Compliance Group has launched a specialist global environmental, social, and governance (ESG) advisory practice. Read the full story at Institutional Assert Manager…
RegEd has acquired the ComplianceMAX and FIRE Continuing Education businesses from National Regulatory Services (NRS), a provider of compliance and registration products and services for investment advisers, broker-dealers, hedge funds, investment companies and insurance institutions. Read the full story at
Apex Group (Apex) has launched Invest Check, a tool to help financial market participants collect the necessary data to report on and comply with the upcoming EU Sustainable Finance Disclosure Regulation (EU SFDR). Read the full story at Institutional Asset
ONE regulatory has been appointed by Maitland to implement R-ONE, a cloud-based compliance technology and workflow tool.“With an ever-expanding portfolio of clients, one of our biggest challenges is how to use technology to create robust and scalable governance processes and
Singapore-based consultancy ComplianceAsia Consulting has launched iLearn, an online portal which provides compliance training programmes for Singapore’s asset managers, in partnership with the Investment Management Association of Singapore (IMAS).
Financial communications compliance provider NICE has integrated its Trading Recording System (NTR) on the Microsoft Teams platform to drive the digital transformation of financial services. Read the full story at Institutional Asset Manager…
VERMEG, a banking and insurance software solutions provider, has launched Colline.Cloud, an end-to-end collateral management service, aimed at smaller buy and sell-side firms.Read the full story at Institutional Asset Manager…
Steele Compliance Solutions (Steele) has acquired TransparINT, a technology company harnessing artificial intelligence (AI) technology to provide the next generation of compliance tools. TransparINT’s negative news monitoring application uses machine learning and natural language processing (NLP) to filter vast quantities
ACA Compliance Group (ACA), a provider of governance, risk, and compliance advisory services and technology solutions for financial services firms, has launched ComplianceAlpha 2.5. Available now, ComplianceAlpha 2.5 provides firms globally with the ability to gain deeper insights into potential risk
Dallas headquartered Strait Fund Services (STRAIT) has made a strategic hire in Houston, Texas with the appointment of Michael Barakat.With almost 20 years of financial services experience in creating and implementing compliance programs at institutional asset management firms, Barakat will
