Digital Assets Report

Compliance

New ACA global ESG advisory practice launches

ACA Compliance Group has launched a specialist global environmental, social, and governance (ESG) advisory practice.  Read the full story at Institutional Assert Manager…  

RegEd acquires compliance technology business from NRS

RegEd has acquired the ComplianceMAX and FIRE Continuing Education businesses from National Regulatory Services (NRS), a provider of compliance and registration products and services for investment advisers, broker-dealers, hedge funds, investment companies and insurance institutions.  Read the full story at

Apex launches Invest Check EU SFDR compliance tool

Apex Group (Apex) has launched Invest Check, a tool to help financial market participants collect the necessary data to report on and comply with the upcoming EU Sustainable Finance Disclosure Regulation (EU SFDR). Read the full story at Institutional Asset

Maitland appoints ONE to provide compliance technology

ONE regulatory has been appointed by Maitland to implement R-ONE, a cloud-based compliance technology and workflow tool.“With an ever-expanding portfolio of clients, one of our biggest challenges is how to use technology to create robust and scalable governance processes and

Eric Lochner, Steele

Steele enhances AI capability with TransparINT acquisition

Steele Compliance Solutions (Steele) has acquired TransparINT, a technology company harnessing artificial intelligence (AI) technology to provide the next generation of compliance tools. TransparINT’s negative news monitoring application uses machine learning and natural language processing (NLP) to filter vast quantities

ACA Compliance Group launches ComplianceAlpha 2.5

ACA Compliance Group (ACA), a provider of governance, risk, and compliance advisory services and technology solutions for financial services firms, has launched ComplianceAlpha 2.5. Available now, ComplianceAlpha 2.5 provides firms globally with the ability to gain deeper insights into potential risk

STRAIT makes key compliance hire

Dallas headquartered Strait Fund Services (STRAIT) has made a strategic hire in Houston, Texas with the appointment of Michael Barakat.With almost 20 years of financial services experience in creating and implementing compliance programs at institutional asset management firms, Barakat will

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