The US Commodity Futures Trading Commission (CFTC) has obtained a USD1.4 million civil monetary penalty against David A Owen of Destin, Florida, in a commodity fraud action. The consent federal court order entered by US District Court Judge M. Casey
AIMA has issued a warning to hedge fund managers not to drag their feet on implementing the Markets in Financial Instruments Directive (MiFID).
Citi’s investor services business is launching a range of services to help fund clients comply with new money market rules put forth by the Securities and Exchange Commission. The new offerings help funds with the implementation and monitoring of liquidity,
Juan Sosa, Arturo Reina and Alvaro Munoz of Simmons & Simmons’ Madrid office outline Spain’s new regime for hedge funds and funds of fund
The Australian Securities and Investments Commission says it will vigorously defend the constitutional challenge that accounting firm KPMG has initiated in the High Court of Australia against the Commonwealth of Australia and ASIC. KPMG is seeking a declaration that section
Guy Locke and Robert Gardner of law firm Walkers examine the ramifications of a recent Cayman Court decision.
Mcube Japan has appointed former Sony pension management executive Masakazu Arikawa as President. Arikawa is retiring from Sony following a 30-year career. Most recently he was President and resident Director of the Sony Global Pension Management Company (SGPM), with responsibility
Reuters has launched the first benchmark index, Reuters China Pension Index (RCPI, to support China’s investment management community.
